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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHGG icon
1126
Chegg
CHGG
$109M
$53K ﹤0.01%
1,781
– –
PODD icon
1127
Insulet
PODD
$11B
$51K ﹤0.01%
308
-762
-71% -$107K
NGD
1128
DELISTED
New Gold Inc
NGD
$42K ﹤0.01%
41,220
– –
BDSI
1129
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$42K ﹤0.01%
10,000
– –
VAR
1130
DELISTED
Varian Medical Systems, Inc.
VAR
$41K ﹤0.01%
344
+10
+3% +$1.19K
EIGI
1131
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$38K ﹤0.01%
+10,000
New +$47.5K
VRAY
1132
DELISTED
ViewRay, Inc.
VRAY
$34K ﹤0.01%
11,754
-5,666
-33% -$33.6K
XOG
1133
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$33K ﹤0.01%
11,200
– –
RBC icon
1134
RBC Bearings
RBC
$18.8B
$26K ﹤0.01%
156
– –
QLYS icon
1135
Qualys
QLYS
$4.71B
$23K ﹤0.01%
298
-100
-25% -$8.33K
QES
1136
DELISTED
Quintana Energy Services Inc.
QES
$21K ﹤0.01%
10,200
– –
PRAH
1137
DELISTED
PRA Health Sciences, Inc.
PRAH
$12K ﹤0.01%
122
+17
+16% +$1.69K
AXAS
1138
DELISTED
Abraxas Petroleum Corp
AXAS
$10K ﹤0.01%
1,000
– –
AVAV icon
1139
AeroVironment
AVAV
$8.03B
$5K ﹤0.01%
100
– –
EXEL icon
1140
Exelixis
EXEL
$14B
$5K ﹤0.01%
299
+49
+20% +$992
HOLX
1141
DELISTED
Hologic
HOLX
$5K ﹤0.01%
108
+38
+54% +$1.87K
ANGI icon
1142
Angi Inc
ANGI
$219M
$2K ﹤0.01%
30
– –
TW icon
1143
Tradeweb Markets
TW
$21.3B
$2K ﹤0.01%
+41
New +$1.81K
GOOS
1144
Canada Goose Holdings
GOOS
$896M
$1K ﹤0.01%
+29
New +$1.21K
COUP
1145
DELISTED
Coupa Software Incorporated
COUP
$1K ﹤0.01%
+4
New +$554
AL
1146
DELISTED
Air Lease Corp
AL
– –
-5,318
Closed -$220K
APLE icon
1147
Apple Hospitality REIT
APLE
$3.92B
– –
-10,392
Closed -$165K
AXGN icon
1148
Axogen
AXGN
$2.11B
– –
-14,609
Closed -$289K
BBDC icon
1149
Barings BDC
BBDC
$858M
– –
-17,027
Closed -$168K
BHP icon
1150
BHP
BHP
$212B
– –
-4,085
Closed -$212K
44 45
46
47 48

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.