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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-12.17%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$3.52B
AUM Growth
-$495M
Cap. Flow
+$41.3M
Cap. Flow %
1.17%
Top 10 Hldgs %
17.26%
Holding
1,237
New
79
Increased
487
Reduced
483
Closed
131

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$51.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.7M
3
VO icon
Vanguard Mid-Cap ETF
VO
+$12.4M
4
ET icon
Energy Transfer Partners
ET
+$12M
5
VB icon
Vanguard Small-Cap ETF
VB
+$11.8M

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$16M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.2M
3
LL
LL Flooring Holdings, Inc.
LL
+$6.06M
4
PX
Praxair Inc
PX
+$5.1M
5
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 8.27%
2 Healthcare 7.68%
3 Technology 7.6%
4 Industrials 6.05%
5 Consumer Staples 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DINO icon
1126
HF Sinclair
DINO
$15.9B
– –
-6,734
Closed -$471K
DWAS icon
1127
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
– –
-4,167
Closed -$240K
DWLD icon
1128
Davis Select Worldwide ETF
DWLD
$586M
– –
-104,716
Closed -$2.69M
EGO icon
1129
Eldorado Gold
EGO
$8.31B
– –
-9,456
Closed -$42K
EPAC icon
1130
Enerpac Tool Group
EPAC
$1.77B
– –
-62,981
Closed -$1.76M
ERIC icon
1131
Ericsson
ERIC
$30.7B
– –
-11,757
Closed -$103K
EVH icon
1132
Evolent Health
EVH
$475M
– –
-8,007
Closed -$227K
FET icon
1133
Forum Energy Technologies
FET
$654M
– –
-596
Closed -$123K
FFBC icon
1134
First Financial Bancorp
FFBC
$3.55B
– –
-35,462
Closed -$1.05M
FLTR icon
1135
VanEck IG Floating Rate ETF
FLTR
$2.93B
– –
-21,776
Closed -$552K
FPI
1136
Farmland Partners
FPI
$419M
– –
-11,210
Closed -$75K
FXG icon
1137
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
– –
-62,992
Closed -$2.96M
GAIN icon
1138
Gladstone Investment Corp
GAIN
$635M
– –
-12,900
Closed -$147K
GGN
1139
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
– –
-11,466
Closed -$54K
GHYG icon
1140
iShares US & Intl High Yield Corp Bond ETF
GHYG
$184M
– –
-25,963
Closed -$1.29M
GKOS icon
1141
Glaukos
GKOS
$9.02B
– –
-3,226
Closed -$209K
GLO
1142
Clough Global Opportunities Fund
GLO
$249M
– –
-10,253
Closed -$111K
GSG icon
1143
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.02B
– –
-53,500
Closed -$969K
HES
1144
DELISTED
Hess
HES
– –
-3,713
Closed -$266K
IEI icon
1145
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-2,209
Closed -$263K
IEO icon
1146
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
– –
-3,306
Closed -$251K
IGF icon
1147
iShares Global Infrastructure ETF
IGF
$11B
– –
-21,263
Closed -$896K
IQV icon
1148
IQVIA
IQV
$34.7B
– –
-1,718
Closed -$223K
IRM icon
1149
Iron Mountain
IRM
$38.2B
– –
-12,948
Closed -$447K
IUSG icon
1150
iShares Core S&P US Growth ETF
IUSG
$31.1B
– –
-3,225
Closed -$200K
44 45
46
47 48

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AIM
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Stephens Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Stephens Inc held 1,237 positions worth $3.52B, down 12% from $4.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc's Q4 2018 filing shows 79 new, 487 increased, 483 reduced and 131 closed positions. Its largest new stake was Linde: 30,949 shares worth $4.83M. The largest sale was Energy Transfer Partners, L.P., an estimated $16M.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, down from 8.6% a quarter earlier, followed by Healthcare and Technology.

  • Stephens Inc's largest Q4 2018 buy was Linde: 30,949 shares worth $4.83M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q4 2018, an estimated $51.7M increase.
  • Stephens Inc's biggest Q4 2018 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.2M.
  • Stephens Inc fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $16M.
  • Stephens Inc's ten largest holdings make up 17% of its $3.52B portfolio in Q4 2018.
  • Stephens Inc opened 79 new positions and closed 131 in Q4 2018.
  • Stephens Inc's portfolio value fell 12% quarter-over-quarter to $3.52B.

Based on Stephens Inc's 13F filing for Q4 2018, filed 11 Feb 2019.