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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIP icon
1101
FTAI Infrastructure
FIP
$500M
$105K ﹤0.01%
32,484
+4,750
+17% +$16.4K
BRBR icon
1102
BellRing Brands
BRBR
$1.51B
$105K ﹤0.01%
2,535
-35
-1% -$1.34K
SNAP icon
1103
Snap
SNAP
$7.32B
$102K ﹤0.01%
+11,500
New +$120K
ZTR
1104
Virtus Total Return Fund
ZTR
$340M
$102K ﹤0.01%
+21,341
New +$122K
AZTA icon
1105
Azenta
AZTA
$1.26B
$100K ﹤0.01%
2,000
+110
+6% +$5.53K
ONTO icon
1106
Onto Innovation
ONTO
$13.6B
$97.3K ﹤0.01%
763
– –
GAB icon
1107
Gabelli Equity Trust
GAB
$1.74B
$92.9K ﹤0.01%
18,108
-16,995
-48% -$93.4K
AMPY icon
1108
Amplify Energy
AMPY
$163M
$88.2K ﹤0.01%
12,000
– –
RNG icon
1109
RingCentral
RNG
$4.05B
$86K ﹤0.01%
2,903
-75
-3% -$2.49K
KMF
1110
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$85.9K ﹤0.01%
12,059
+1,600
+15% +$11.8K
LNKB
1111
DELISTED
LINKBANCORP
LNKB
$85.6K ﹤0.01%
12,500
-3,069
-20% -$20.3K
TDF
1112
Templeton Dragon Fund
TDF
$268M
$85.5K ﹤0.01%
10,010
-1,758
-15% -$16K
DH icon
1113
Definitive Healthcare
DH
$72.1M
$84.9K ﹤0.01%
+10,630
New +$107K
TWOU
1114
DELISTED
2U Inc
TWOU
$83.7K ﹤0.01%
1,130
-15
-1% -$1.53K
LSCC icon
1115
Lattice Semiconductor
LSCC
$17.6B
$82.4K ﹤0.01%
959
-21
-2% -$1.9K
ICL icon
1116
ICL Group
ICL
$6.81B
$81.6K ﹤0.01%
14,700
-2,800
-16% -$16.9K
DISH
1117
DELISTED
DISH Network Corp.
DISH
$80K ﹤0.01%
13,659
-503
-4% -$3.43K
AMBA icon
1118
Ambarella
AMBA
$2.99B
$77.9K ﹤0.01%
1,469
+323
+28% +$22.7K
AZEK
1119
DELISTED
The AZEK Co
AZEK
$74.5K ﹤0.01%
2,504
+267
+12% +$8.39K
PTC icon
1120
PTC
PTC
$13.7B
$74.4K ﹤0.01%
525
+97
+23% +$13.9K
VVR icon
1121
Invesco Senior Income Trust
VVR
$456M
$72.7K ﹤0.01%
18,553
– –
ONT
1122
Onterris Inc
ONT
$710M
$71.7K ﹤0.01%
2,452
+539
+28% +$20.5K
LUMN icon
1123
Lumen
LUMN
$6.53B
$70.4K ﹤0.01%
49,602
-54,067
-52% -$91.5K
CGNX icon
1124
Cognex
CGNX
$10.3B
$70.3K ﹤0.01%
1,656
+389
+31% +$19.1K
LGND icon
1125
Ligand Pharmaceuticals
LGND
$6.02B
$68.8K ﹤0.01%
1,148
-600
-34% -$39.5K
43 44
45
46 47

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.