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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.42%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.56B
AUM Growth
+$346M
Cap. Flow
+$70M
Cap. Flow %
1.26%
Top 10 Hldgs %
18.72%
Holding
1,300
New
109
Increased
478
Reduced
478
Closed
72

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$51.3M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$35.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$31.4M
4
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$26.6M
5
KNX icon
Knight Transportation
KNX
+$12.2M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$26.4M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$18.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$16.7M
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$14.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.6M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Financials 9.12%
3 Healthcare 7.26%
4 Consumer Discretionary 6.68%
5 Industrials 6.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
1101
Sumitomo Mitsui Financial
SMFG
$166B
$151K ﹤0.01%
17,509
-2,053
-10% -$17K
AVAV icon
1102
AeroVironment
AVAV
$7.57B
$150K ﹤0.01%
1,470
-272
-16% -$27.4K
NIM icon
1103
Nuveen Select Maturities Municipal Fund
NIM
$117M
$150K ﹤0.01%
16,700
– –
FFWM
1104
DELISTED
First Foundation Inc
FFWM
$149K ﹤0.01%
37,602
-1,030
-3% -$5.31K
PZZA icon
1105
Papa John's
PZZA
$999M
$147K ﹤0.01%
1,989
+989
+99% +$73.4K
BCPC
1106
Balchem Corp
BCPC
$5.23B
$147K ﹤0.01%
1,089
-19
-2% -$2.44K
OKTA icon
1107
Okta
OKTA
$24.1B
$141K ﹤0.01%
2,026
+684
+51% +$51.9K
TWOU
1108
DELISTED
2U Inc
TWOU
$138K ﹤0.01%
1,145
– –
UNIT
1109
Uniti Group
UNIT
$2.63B
$137K ﹤0.01%
29,695
+753
+3% +$2.83K
ITUB icon
1110
Itaú Unibanco
ITUB
$91.3B
$137K ﹤0.01%
+26,243
New +$124K
MRCC
1111
DELISTED
Monroe Capital Corp
MRCC
$134K ﹤0.01%
16,396
+133
+0.8% +$1.02K
NMFC icon
1112
New Mountain Finance
NMFC
$646M
$131K ﹤0.01%
10,500
– –
PSEC icon
1113
Prospect Capital
PSEC
$1.06B
$130K ﹤0.01%
20,917
– –
LGND icon
1114
Ligand Pharmaceuticals
LGND
$6.02B
$126K ﹤0.01%
1,748
-40
-2% -$3K
DRS icon
1115
Leonardo DRS
DRS
$12.8B
$122K ﹤0.01%
7,055
-247
-3% -$3.82K
FTCH
1116
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$120K ﹤0.01%
19,847
-574
-3% -$2.77K
PSLV icon
1117
Sprott Physical Silver Trust
PSLV
$11.9B
$120K ﹤0.01%
15,375
– –
MODN
1118
DELISTED
MODEL N, INC.
MODN
$113K ﹤0.01%
3,207
– –
PR
1119
Permian Resources
PR
$17.9B
$110K ﹤0.01%
10,000
-5,000
-33% -$51.1K
CYBR
1120
DELISTED
CyberArk
CYBR
$108K ﹤0.01%
691
-11
-2% -$1.57K
TDF
1121
Templeton Dragon Fund
TDF
$268M
$107K ﹤0.01%
+11,768
New +$113K
GEL icon
1122
Genesis Energy
GEL
$1.84B
$107K ﹤0.01%
11,184
+22
+0.2% +$227
BBDC icon
1123
Barings BDC
BBDC
$862M
$105K ﹤0.01%
13,446
– –
NUVA
1124
DELISTED
NuVasive, Inc.
NUVA
$105K ﹤0.01%
2,534
– –
FIP icon
1125
FTAI Infrastructure
FIP
$500M
$102K ﹤0.01%
27,734
+2,300
+9% +$7.47K
43 44
45
46 47

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CMTU
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FMI
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MAM
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FIA
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Stephens Inc's Q2 2023 Portfolio in Review

As of Q2 2023, Stephens Inc held 1,300 positions worth $5.56B, up 6.6% from $5.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q2 2023 filing shows 109 new, 478 increased, 478 reduced and 72 closed positions. Its largest new stake was First Trust Smith Opportunistic Fixed Income ETF: 1,145,999 shares worth $50.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q2 2023 buy was First Trust Smith Opportunistic Fixed Income ETF: 1,145,999 shares worth $50.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q2 2023, an estimated $35.2M increase.
  • Stephens Inc's biggest Q2 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited State Street SPDR S&P Metals & Mining ETF in Q2 2023, selling an estimated $7.22M.
  • Stephens Inc's ten largest holdings make up 19% of its $5.56B portfolio in Q2 2023.
  • Stephens Inc opened 109 new positions and closed 72 in Q2 2023.
  • Stephens Inc's portfolio value rose 6.6% quarter-over-quarter to $5.56B.

Based on Stephens Inc's 13F filing for Q2 2023, filed 14 Aug 2023.