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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBA icon
1101
Ambarella
AMBA
$3.03B
$84.8K ﹤0.01%
1,095
+462
+73% +$39.5K
FIP icon
1102
FTAI Infrastructure
FIP
$482M
$76.3K ﹤0.01%
25,434
+5,000
+24% +$15.2K
PZZA icon
1103
Papa John's
PZZA
$1.02B
$74.9K ﹤0.01%
+1,000
New +$84.7K
FOXF icon
1104
Fox Factory Holding Corp
FOXF
$801M
$68.8K ﹤0.01%
567
+27
+5% +$3.1K
VVR icon
1105
Invesco Senior Income Trust
VVR
$454M
$68.3K ﹤0.01%
18,553
– –
MBLY icon
1106
Mobileye
MBLY
$2.13B
$67.2K ﹤0.01%
1,553
-83,390
-98% -$3.27M
ONTO icon
1107
Onto Innovation
ONTO
$12B
$67.1K ﹤0.01%
763
+19
+3% +$1.54K
VWE
1108
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$65.5K ﹤0.01%
61,233
-3,417
-5% -$7.06K
CGNX icon
1109
Cognex
CGNX
$10B
$64.3K ﹤0.01%
1,297
-1,898
-59% -$96.1K
VISN
1110
Vistance Networks Inc
VISN
$2.67B
$64.2K ﹤0.01%
10,078
+20
+0.2% +$151
WWR icon
1111
Westwater Resources
WWR
$51.6M
$61.1K ﹤0.01%
55,032
– –
NOK icon
1112
Nokia
NOK
$49.9B
$57.4K ﹤0.01%
11,694
-150
-1% -$707
GLO
1113
Clough Global Opportunities Fund
GLO
$248M
$56.4K ﹤0.01%
11,529
+337
+3% +$1.66K
LYG icon
1114
Lloyds Banking Group
LYG
$87.2B
$54.6K ﹤0.01%
+23,550
New +$57K
FND icon
1115
Floor & Decor
FND
$6.14B
$53.5K ﹤0.01%
545
+229
+72% +$20.6K
KLAC icon
1116
KLA
KLAC
$249B
$53.1K ﹤0.01%
1,330
+60
+5% +$2.37K
PTC icon
1117
PTC
PTC
$14.7B
$51.4K ﹤0.01%
401
+82
+26% +$10.4K
ONT
1118
Onterris Inc
ONT
$740M
$51.1K ﹤0.01%
1,432
+1,191
+494% +$53.9K
AZEK
1119
DELISTED
The AZEK Co
AZEK
$50.5K ﹤0.01%
2,146
+96
+5% +$2.27K
GOEV
1120
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$50.3K ﹤0.01%
168
+3
+2% +$1.27K
ABEV icon
1121
Ambev
ABEV
$48.4B
$45.4K ﹤0.01%
+16,109
New +$42.1K
SLAB icon
1122
Silicon Laboratories
SLAB
$7.17B
$44.1K ﹤0.01%
252
+187
+288% +$31.4K
WESTW
1123
DELISTED
Westrock Coffee Company Warrants
WESTW
$42.8K ﹤0.01%
17,625
– –
SYNH
1124
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$38.9K ﹤0.01%
1,091
+12
+1% +$435
RBC icon
1125
RBC Bearings
RBC
$18.2B
$35.8K ﹤0.01%
154
+38
+33% +$8.75K
43 44
45
46 47

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.