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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DECK icon
1101
Deckers Outdoor
DECK
$13.3B
$98K ﹤0.01%
+1,872
New +$97.4K
TNDM icon
1102
Tandem Diabetes Care
TNDM
$1.17B
$98K ﹤0.01%
2,053
+772
+60% +$42.3K
SLAB icon
1103
Silicon Laboratories
SLAB
$7.15B
$97K ﹤0.01%
785
+499
+174% +$66.7K
GAB icon
1104
Gabelli Equity Trust
GAB
$1.74B
$93K ﹤0.01%
16,973
– –
QTWO icon
1105
Q2 Holdings
QTWO
$3.42B
$90K ﹤0.01%
2,803
+43
+2% +$1.75K
SMTC icon
1106
Semtech
SMTC
$11.7B
$90K ﹤0.01%
3,049
-16
-0.5% -$750
USX
1107
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$90K ﹤0.01%
36,474
-13,400
-27% -$38K
SIRI icon
1108
SiriusXM
SIRI
$10B
$88K ﹤0.01%
1,543
-673
-30% -$42.3K
AVAV icon
1109
AeroVironment
AVAV
$7.57B
$83K ﹤0.01%
1,001
+617
+161% +$55.2K
DBX icon
1110
Dropbox
DBX
$6.81B
$83K ﹤0.01%
3,990
-84
-2% -$1.88K
ONTO icon
1111
Onto Innovation
ONTO
$13.6B
$80K ﹤0.01%
1,244
+500
+67% +$36.7K
ETW
1112
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$79K ﹤0.01%
10,474
+78
+0.8% +$683
COTY icon
1113
Coty
COTY
$2.33B
$77K ﹤0.01%
12,167
-801
-6% -$6.06K
VVR icon
1114
Invesco Senior Income Trust
VVR
$456M
$69K ﹤0.01%
18,553
-1,227
-6% -$4.69K
MODN
1115
DELISTED
MODEL N, INC.
MODN
$69K ﹤0.01%
+2,014
New +$58.2K
OCSL icon
1116
Oaktree Specialty Lending
OCSL
$1.03B
$67K ﹤0.01%
3,728
-669
-15% -$13.6K
KLAC icon
1117
KLA
KLAC
$275B
$65K ﹤0.01%
2,160
-450
-17% -$15.6K
AMBA icon
1118
Ambarella
AMBA
$2.99B
$63K ﹤0.01%
1,126
+34
+3% +$2.52K
WWR icon
1119
Westwater Resources
WWR
$51M
$63K ﹤0.01%
+55,032
New +$71.4K
AZTA icon
1120
Azenta
AZTA
$1.26B
$60K ﹤0.01%
1,409
+178
+14% +$10.6K
SYNH
1121
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$58K ﹤0.01%
1,237
– –
FIP icon
1122
FTAI Infrastructure
FIP
$500M
$54K ﹤0.01%
+22,434
New +$64.1K
BRBR icon
1123
BellRing Brands
BRBR
$1.51B
$52K ﹤0.01%
2,535
– –
IMGN
1124
DELISTED
Immunogen Inc
IMGN
$52K ﹤0.01%
10,780
-3,946
-27% -$20.8K
NOK icon
1125
Nokia
NOK
$50.8B
$51K ﹤0.01%
11,920
+165
+1% +$802
43 44
45
46 47

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.