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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
1101
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$92K ﹤0.01%
10,812
-377
-3% -$3.33K
IAG icon
1102
IAMGOLD
IAG
$8.5B
$84K ﹤0.01%
+22,000
New +$95.5K
KRP icon
1103
Kimbell Royalty Partners
KRP
$1.45B
$83K ﹤0.01%
13,567
-2,985
-18% -$24.1K
CTRA
1104
DELISTED
Coterra Energy
CTRA
$82K ﹤0.01%
4,748
+531
+13% +$9.93K
GEL icon
1105
Genesis Energy
GEL
$1.81B
$82K ﹤0.01%
18,307
-3,204
-15% -$18.8K
HALO icon
1106
Halozyme
HALO
$9.66B
$82K ﹤0.01%
3,133
-867
-22% -$24.1K
NOK icon
1107
Nokia
NOK
$51.8B
$81K ﹤0.01%
20,685
-1,682
-8% -$7.57K
ELVT
1108
DELISTED
Elevate Credit, Inc.
ELVT
$80K ﹤0.01%
31,000
– –
BRW
1109
Saba Capital Income & Opportunities Fund
BRW
$336M
$78K ﹤0.01%
8,883
-300
-3% -$2.63K
CHGG icon
1110
Chegg
CHGG
$110M
$77K ﹤0.01%
1,071
-20
-2% -$1.47K
HSIC icon
1111
Henry Schein
HSIC
$9.64B
$77K ﹤0.01%
1,316
+165
+14% +$10.6K
RRC icon
1112
Range Resources
RRC
$8.85B
$77K ﹤0.01%
11,642
-151
-1% -$1.09K
VRNS icon
1113
Varonis Systems
VRNS
$5.36B
$76K ﹤0.01%
1,965
– –
VVR icon
1114
Invesco Senior Income Trust
VVR
$456M
$74K ﹤0.01%
20,275
– –
FLIR
1115
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$72K ﹤0.01%
2,020
-1,965
-49% -$74.9K
MMT
1116
Aberdeen Multi-Market Income Fund
MMT
$238M
$69K ﹤0.01%
12,200
– –
PBPB
1117
DELISTED
Potbelly
PBPB
$67K ﹤0.01%
+17,723
New +$62.6K
ICMB icon
1118
Investcorp Credit Management BDC
ICMB
$11.1M
$65K ﹤0.01%
17,871
-2,000
-10% -$6.93K
ECHO
1119
DELISTED
Echo Global Logistics, Inc.
ECHO
$65K ﹤0.01%
2,510
+185
+8% +$4.75K
ENLC
1120
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$61K ﹤0.01%
26,065
– –
NUVA
1121
DELISTED
NuVasive, Inc.
NUVA
$58K ﹤0.01%
1,204
+74
+7% +$3.99K
AWP
1122
abrdn Global Premier Properties Fund
AWP
$378M
$56K ﹤0.01%
4,027
-500
-11% -$7.17K
LMNR icon
1123
Limoneira
LMNR
$242M
$55K ﹤0.01%
3,864
+154
+4% +$2.21K
REFR icon
1124
Research Frontiers
REFR
$16.1M
$54K ﹤0.01%
20,000
– –
GYRE icon
1125
Gyre Therapeutics
GYRE
$683M
$53K ﹤0.01%
+1,653
New +$64.7K
43 44
45
46 47

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.