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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REFR icon
1101
Research Frontiers
REFR
$16.7M
$60K ﹤0.01%
20,000
– –
ORC
1102
Orchid Island Capital
ORC
$1.33B
$59K ﹤0.01%
2,000
– –
HIO
1103
Western Asset High Income Opportunity Fund
HIO
$337M
$57K ﹤0.01%
11,245
– –
MRCY icon
1104
Mercury Systems
MRCY
$6.3B
$57K ﹤0.01%
831
-338
-29% -$24.4K
VRNS icon
1105
Varonis Systems
VRNS
$5.25B
$51K ﹤0.01%
+1,965
New +$46.7K
MIDD icon
1106
Middleby
MIDD
$6B
$46K ﹤0.01%
421
-1,361
-76% -$156K
ECHO
1107
DELISTED
Echo Global Logistics, Inc.
ECHO
$39K ﹤0.01%
1,878
-5,823
-76% -$122K
SWN
1108
DELISTED
Southwestern Energy Company
SWN
$33K ﹤0.01%
13,832
-18,900
-58% -$39.1K
QES
1109
DELISTED
Quintana Energy Services Inc.
QES
$29K ﹤0.01%
10,200
– –
RBC icon
1110
RBC Bearings
RBC
$19B
$25K ﹤0.01%
156
– –
PODD icon
1111
Insulet
PODD
$11.1B
$18K ﹤0.01%
108
-200
-65% -$33.3K
PRAH
1112
DELISTED
PRA Health Sciences, Inc.
PRAH
$14K ﹤0.01%
122
– –
QLYS icon
1113
Qualys
QLYS
$4.74B
$12K ﹤0.01%
143
-155
-52% -$12.9K
AXAS
1114
DELISTED
Abraxas Petroleum Corp
AXAS
$7K ﹤0.01%
1,000
– –
AVAV icon
1115
AeroVironment
AVAV
$7.64B
$6K ﹤0.01%
100
– –
HOLX
1116
DELISTED
Hologic
HOLX
$6K ﹤0.01%
114
+6
+6% +$299
SONN
1117
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
EXEL icon
1118
Exelixis
EXEL
$13.9B
$5K ﹤0.01%
299
– –
ECPG icon
1119
Encore Capital Group
ECPG
$1.91B
$4K ﹤0.01%
+105
New +$3.67K
OSW icon
1120
OneSpaWorld
OSW
$2.66B
$3K ﹤0.01%
+153
New +$2.41K
LASR icon
1121
nLIGHT
LASR
$4.02B
$2K ﹤0.01%
+90
New +$1.55K
RPD icon
1122
Rapid7
RPD
$639M
$2K ﹤0.01%
+27
New +$1.41K
TW icon
1123
Tradeweb Markets
TW
$21B
$2K ﹤0.01%
53
+12
+29% +$517
GOOS
1124
Canada Goose Holdings
GOOS
$872M
$1K ﹤0.01%
29
– –
AAXJ icon
1125
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.66B
– –
-8,796
Closed -$583K
43 44
45
46 47

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.