We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSC icon
1101
SPS Commerce
SPSC
$2.22B
$99K ﹤0.01%
2,108
– –
ON icon
1102
ON Semiconductor
ON
$34.1B
$96K ﹤0.01%
5,021
+38
+0.8% +$731
SMFG icon
1103
Sumitomo Mitsui Financial
SMFG
$167B
$96K ﹤0.01%
13,989
+849
+6% +$5.8K
AM icon
1104
Antero Midstream
AM
$11.1B
$95K ﹤0.01%
12,903
+1,019
+9% +$8.8K
MRCY icon
1105
Mercury Systems
MRCY
$6.31B
$95K ﹤0.01%
1,169
-1,259
-52% -$99.5K
NXPI icon
1106
NXP Semiconductors
NXPI
$68.8B
$95K ﹤0.01%
875
+53
+6% +$5.41K
CTRA
1107
DELISTED
Coterra Energy
CTRA
$90K ﹤0.01%
5,149
-4,685
-48% -$89.8K
VVR icon
1108
Invesco Senior Income Trust
VVR
$459M
$89K ﹤0.01%
21,133
+2
+0% +$8
PFX icon
1109
PhenixFIN
PFX
$83.9M
$85K ﹤0.01%
1,650
+80
+5% +$4.14K
FIVN icon
1110
FIVE9
FIVN
$1.75B
$84K ﹤0.01%
1,556
-2,140
-58% -$120K
AWP
1111
abrdn Global Premier Properties Fund
AWP
$378M
$81K ﹤0.01%
+4,361
New +$80.6K
JEQ
1112
DELISTED
abrdn Japan Equity Fund
JEQ
$81K ﹤0.01%
11,147
– –
HUBG icon
1113
HUB Group
HUBG
$2.94B
$77K ﹤0.01%
3,306
– –
MMT
1114
Aberdeen Multi-Market Income Fund
MMT
$237M
$72K ﹤0.01%
+12,200
New +$71.5K
BRW
1115
Saba Capital Income & Opportunities Fund
BRW
$337M
$71K ﹤0.01%
7,533
-333
-4% -$3.15K
IPGP icon
1116
IPG Photonics
IPGP
$3.96B
$70K ﹤0.01%
513
+10
+2% +$1.32K
ACB
1117
Aurora Cannabis
ACB
$165M
$69K ﹤0.01%
132
-56
-30% -$41.5K
KRNT icon
1118
Kornit Digital
KRNT
$690M
$69K ﹤0.01%
2,230
-23
-1% -$685
PGEN icon
1119
Precigen
PGEN
$1.93B
$67K ﹤0.01%
11,687
-8,800
-43% -$59.8K
IMGN
1120
DELISTED
Immunogen Inc
IMGN
$67K ﹤0.01%
27,802
-939
-3% -$2.49K
REFR icon
1121
Research Frontiers
REFR
$16.8M
$64K ﹤0.01%
20,000
– –
SWN
1122
DELISTED
Southwestern Energy Company
SWN
$63K ﹤0.01%
32,732
– –
MGM icon
1123
MGM Resorts International
MGM
$11.7B
$61K ﹤0.01%
2,193
+552
+34% +$15.9K
ORC
1124
Orchid Island Capital
ORC
$1.33B
$58K ﹤0.01%
2,000
– –
HIO
1125
Western Asset High Income Opportunity Fund
HIO
$337M
$57K ﹤0.01%
11,245
– –
43 44
45
46 47

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.