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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOX icon
1076
Box
BOX
$4.02B
$150K ﹤0.01%
6,191
-116
-2% -$3.31K
KTOS icon
1077
Kratos Defense & Security Solutions
KTOS
$8.88B
$149K ﹤0.01%
9,916
+4,495
+83% +$66.9K
COTY icon
1078
Coty
COTY
$2.33B
$147K ﹤0.01%
13,418
-172
-1% -$2.03K
SCTL
1079
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$147K ﹤0.01%
313,198
-110,232
-26% -$78.7K
UNIT
1080
Uniti Group
UNIT
$2.63B
$145K ﹤0.01%
30,748
+1,053
+4% +$5.39K
HQL
1081
abrdn Life Sciences Investors
HQL
$585M
$144K ﹤0.01%
11,548
-95
-0.8% -$1.25K
NIM icon
1082
Nuveen Select Maturities Municipal Fund
NIM
$117M
$141K ﹤0.01%
16,700
– –
PR
1083
Permian Resources
PR
$17.9B
$140K ﹤0.01%
10,000
– –
NMFC icon
1084
New Mountain Finance
NMFC
$646M
$136K ﹤0.01%
10,500
– –
PZZA icon
1085
Papa John's
PZZA
$999M
$136K ﹤0.01%
1,989
– –
BCPC
1086
Balchem Corp
BCPC
$5.23B
$130K ﹤0.01%
1,047
-42
-4% -$5.58K
PSEC icon
1087
Prospect Capital
PSEC
$1.06B
$130K ﹤0.01%
21,417
+500
+2% +$3.12K
TEVA icon
1088
Teva Pharmaceuticals
TEVA
$35.9B
$129K ﹤0.01%
12,655
-100
-0.8% -$931
NEO icon
1089
NeoGenomics
NEO
$1.81B
$128K ﹤0.01%
10,433
-450
-4% -$6.69K
CYBR
1090
DELISTED
CyberArk
CYBR
$128K ﹤0.01%
780
+89
+13% +$14.3K
ITUB icon
1091
Itaú Unibanco
ITUB
$91.3B
$125K ﹤0.01%
26,425
+182
+0.7% +$908
FIVE icon
1092
Five Below
FIVE
$11.2B
$122K ﹤0.01%
758
-240
-24% -$43.9K
DECK icon
1093
Deckers Outdoor
DECK
$13.3B
$121K ﹤0.01%
1,416
-312
-18% -$27.9K
DRS icon
1094
Leonardo DRS
DRS
$12.8B
$118K ﹤0.01%
7,055
– –
BCS icon
1095
Barclays
BCS
$94.1B
$117K ﹤0.01%
15,028
-10,068
-40% -$78.1K
PSLV icon
1096
Sprott Physical Silver Trust
PSLV
$11.9B
$117K ﹤0.01%
15,375
– –
MRCC
1097
DELISTED
Monroe Capital Corp
MRCC
$116K ﹤0.01%
15,547
-849
-5% -$6.71K
GEL icon
1098
Genesis Energy
GEL
$1.84B
$116K ﹤0.01%
11,209
+25
+0.2% +$246
BBDC icon
1099
Barings BDC
BBDC
$862M
$115K ﹤0.01%
12,897
-549
-4% -$4.72K
INSG icon
1100
Inseego
INSG
$108M
$105K ﹤0.01%
25,000
– –
42 43
44
45 46

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MAM
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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.