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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1076
Ligand Pharmaceuticals
LGND
$5.95B
$132K ﹤0.01%
1,788
+5
+0.3% +$355
PSLV icon
1077
Sprott Physical Silver Trust
PSLV
$11.7B
$128K ﹤0.01%
15,375
– –
NMFC icon
1078
New Mountain Finance
NMFC
$670M
$128K ﹤0.01%
10,500
– –
GEL icon
1079
Genesis Energy
GEL
$1.83B
$126K ﹤0.01%
11,162
-281
-2% -$3.16K
MRCC
1080
DELISTED
Monroe Capital Corp
MRCC
$124K ﹤0.01%
16,263
-3,656
-18% -$29.7K
FCN icon
1081
FTI Consulting
FCN
$5.03B
$123K ﹤0.01%
+621
New +$108K
ICL icon
1082
ICL Group
ICL
$6.6B
$119K ﹤0.01%
17,500
– –
OKTA icon
1083
Okta
OKTA
$23.8B
$116K ﹤0.01%
+1,342
New +$102K
TEVA icon
1084
Teva Pharmaceuticals
TEVA
$40.6B
$112K ﹤0.01%
12,655
-50
-0.4% -$494
HALO icon
1085
Halozyme
HALO
$9.92B
$112K ﹤0.01%
2,922
+23
+0.8% +$1.08K
CGNT icon
1086
Cognyte Software
CGNT
$663M
$111K ﹤0.01%
32,750
-6,200
-16% -$22.3K
MODN
1087
DELISTED
MODEL N, INC.
MODN
$107K ﹤0.01%
3,207
+3
+0.1% +$109
BBDC icon
1088
Barings BDC
BBDC
$886M
$107K ﹤0.01%
13,446
+2,000
+17% +$16.8K
NUVA
1089
DELISTED
NuVasive, Inc.
NUVA
$105K ﹤0.01%
2,534
+219
+9% +$9.37K
CYBR
1090
DELISTED
CyberArk
CYBR
$104K ﹤0.01%
702
+22
+3% +$3.08K
LOGC
1091
DELISTED
ContextLogic
LOGC
$104K ﹤0.01%
7,762
-476
-6% -$8.09K
UNIT
1092
Uniti Group
UNIT
$2.5B
$103K ﹤0.01%
28,942
-2,282
-7% -$12.1K
FTCH
1093
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$100K ﹤0.01%
20,421
+5,631
+38% +$30.6K
GAB icon
1094
Gabelli Equity Trust
GAB
$1.76B
$97.4K ﹤0.01%
16,973
– –
DRS icon
1095
Leonardo DRS
DRS
$12.9B
$94.7K ﹤0.01%
7,302
+32
+0.4% +$413
LSCC icon
1096
Lattice Semiconductor
LSCC
$16.9B
$93.6K ﹤0.01%
980
– –
RNG icon
1097
RingCentral
RNG
$4.73B
$91.1K ﹤0.01%
2,970
+470
+19% +$16.8K
DBX icon
1098
Dropbox
DBX
$7.58B
$86.9K ﹤0.01%
4,018
+128
+3% +$2.81K
BRBR icon
1099
BellRing Brands
BRBR
$1.57B
$86.2K ﹤0.01%
2,535
– –
TNDM icon
1100
Tandem Diabetes Care
TNDM
$1.21B
$86.1K ﹤0.01%
2,120
+317
+18% +$13.1K
42 43
44
45 46

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.