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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYBR
1076
DELISTED
CyberArk
CYBR
$88.2K ﹤0.01%
680
– –
DBX icon
1077
Dropbox
DBX
$6.81B
$87.1K ﹤0.01%
3,890
-100
-3% -$2.2K
MNKD icon
1078
MannKind Corp
MNKD
$1.28B
$81.8K ﹤0.01%
15,527
– –
TNDM icon
1079
Tandem Diabetes Care
TNDM
$1.17B
$81K ﹤0.01%
1,803
-250
-12% -$11.3K
OCSL icon
1080
Oaktree Specialty Lending
OCSL
$1.03B
$79.7K ﹤0.01%
3,869
+141
+4% +$2.84K
LESL icon
1081
Leslie's
LESL
$11.6M
$76.6K ﹤0.01%
314
-206
-40% -$57.2K
VISN
1082
Vistance Networks Inc
VISN
$2.66B
$73.9K ﹤0.01%
+10,058
New +$97K
VVR icon
1083
Invesco Senior Income Trust
VVR
$456M
$71.1K ﹤0.01%
18,553
– –
FTCH
1084
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$70K ﹤0.01%
14,790
+38
+0.3% +$265
QTWO icon
1085
Q2 Holdings
QTWO
$3.42B
$67.3K ﹤0.01%
2,506
-297
-11% -$8.3K
BRBR icon
1086
BellRing Brands
BRBR
$1.51B
$65K ﹤0.01%
2,535
– –
LSCC icon
1087
Lattice Semiconductor
LSCC
$17.6B
$63.6K ﹤0.01%
980
+230
+31% +$13.9K
FIP icon
1088
FTAI Infrastructure
FIP
$500M
$60.3K ﹤0.01%
20,434
-2,000
-9% -$5.53K
GLO
1089
Clough Global Opportunities Fund
GLO
$249M
$56.7K ﹤0.01%
11,192
-10,839
-49% -$60.9K
NOK icon
1090
Nokia
NOK
$50.8B
$55K ﹤0.01%
11,844
-76
-0.6% -$351
FTI icon
1091
TechnipFMC
FTI
$30.6B
$53.9K ﹤0.01%
+4,421
New +$49.5K
AMBA icon
1092
Ambarella
AMBA
$2.99B
$52.1K ﹤0.01%
633
-493
-44% -$32.8K
ONTO icon
1093
Onto Innovation
ONTO
$13.6B
$50.7K ﹤0.01%
744
-500
-40% -$35.9K
FOXF icon
1094
Fox Factory Holding Corp
FOXF
$776M
$49.3K ﹤0.01%
540
-1,013
-65% -$94.2K
VFF icon
1095
Village Farms International
VFF
$235M
$48.4K ﹤0.01%
36,100
-27,000
-43% -$51.4K
KLAC icon
1096
KLA
KLAC
$275B
$47.9K ﹤0.01%
1,270
-890
-41% -$31K
WWR icon
1097
Westwater Resources
WWR
$51M
$43.5K ﹤0.01%
55,032
– –
ICMB icon
1098
Investcorp Credit Management BDC
ICMB
$11.3M
$42.9K ﹤0.01%
12,180
– –
AZEK
1099
DELISTED
The AZEK Co
AZEK
$41.7K ﹤0.01%
2,050
– –
HUBG icon
1100
HUB Group
HUBG
$3.01B
$41.3K ﹤0.01%
1,040
– –
42 43
44
45 46

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CMTU
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FMI
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MAM
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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.