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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOXF icon
1076
Fox Factory Holding Corp
FOXF
$776M
$123K ﹤0.01%
1,553
+700
+82% +$64.8K
PSEC icon
1077
Prospect Capital
PSEC
$1.06B
$123K ﹤0.01%
19,917
+3,001
+18% +$22.4K
TDF
1078
Templeton Dragon Fund
TDF
$268M
$123K ﹤0.01%
13,244
-8,466
-39% -$98.9K
GLO
1079
Clough Global Opportunities Fund
GLO
$249M
$122K ﹤0.01%
22,031
+446
+2% +$3.16K
NMFC icon
1080
New Mountain Finance
NMFC
$646M
$121K ﹤0.01%
+10,500
New +$134K
VFF icon
1081
Village Farms International
VFF
$235M
$121K ﹤0.01%
63,100
-9,000
-12% -$24.2K
ICL icon
1082
ICL Group
ICL
$6.81B
$120K ﹤0.01%
14,700
– –
PAGP icon
1083
Plains GP Holdings
PAGP
$5.23B
$120K ﹤0.01%
10,957
+18
+0.2% +$206
HALO icon
1084
Halozyme
HALO
$9.72B
$115K ﹤0.01%
2,899
– –
PBPB
1085
DELISTED
Potbelly
PBPB
$114K ﹤0.01%
25,185
– –
ESRT icon
1086
Empire State Realty Trust
ESRT
$976M
$111K ﹤0.01%
16,903
-5,173
-23% -$38.4K
TER icon
1087
Teradyne
TER
$54.8B
$110K ﹤0.01%
1,468
-317
-18% -$28.9K
FTCH
1088
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$110K ﹤0.01%
14,752
+5,925
+67% +$52.6K
NUVA
1089
DELISTED
NuVasive, Inc.
NUVA
$110K ﹤0.01%
2,520
-85
-3% -$4.12K
BFAM icon
1090
Bright Horizons
BFAM
$3.99B
$106K ﹤0.01%
1,847
+107
+6% +$8.14K
GEL icon
1091
Genesis Energy
GEL
$1.84B
$105K ﹤0.01%
11,424
+20
+0.2% +$203
SI
1092
DELISTED
Silvergate Capital Corporation
SI
$105K ﹤0.01%
1,390
-56
-4% -$4.77K
BURL icon
1093
Burlington
BURL
$22B
$104K ﹤0.01%
927
-174
-16% -$25.3K
CYBR
1094
DELISTED
CyberArk
CYBR
$102K ﹤0.01%
680
– –
PR
1095
Permian Resources
PR
$17.9B
$102K ﹤0.01%
+15,000
New +$104K
PSLV icon
1096
Sprott Physical Silver Trust
PSLV
$11.9B
$102K ﹤0.01%
+15,375
New +$102K
TEVA icon
1097
Teva Pharmaceuticals
TEVA
$35.9B
$102K ﹤0.01%
12,655
-760
-6% -$6.72K
NEO icon
1098
NeoGenomics
NEO
$1.81B
$101K ﹤0.01%
11,683
-3,000
-20% -$29.8K
SMFG icon
1099
Sumitomo Mitsui Financial
SMFG
$166B
$101K ﹤0.01%
18,448
+73
+0.4% +$440
CCL icon
1100
Carnival Corporation Ltd
CCL
$36.1B
$98K ﹤0.01%
+13,895
New +$135K
42 43
44
45 46

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.