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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCM icon
1076
Stellus Capital Investment Corp
SCM
$204M
$124K ﹤0.01%
14,275
– –
DBX icon
1077
Dropbox
DBX
$7.13B
$122K ﹤0.01%
6,317
-667
-10% -$13.9K
RQI icon
1078
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$122K ﹤0.01%
11,022
+17
+0.2% +$188
TDW icon
1079
Tidewater
TDW
$3.91B
$122K ﹤0.01%
18,199
– –
FCFS icon
1080
FirstCash
FCFS
$9.06B
$121K ﹤0.01%
2,112
+283
+15% +$17.3K
EFT
1081
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$119K ﹤0.01%
10,000
– –
UBS icon
1082
UBS Group
UBS
$172B
$119K ﹤0.01%
10,632
-24
-0.2% -$288
IPGP icon
1083
IPG Photonics
IPGP
$3.81B
$118K ﹤0.01%
693
+68
+11% +$11.2K
WES icon
1084
Western Midstream Partners
WES
$19.3B
$118K ﹤0.01%
14,701
-468
-3% -$4.22K
STEW
1085
SRH Total Return Fund
STEW
$1.76B
$117K ﹤0.01%
11,702
+119
+1% +$1.19K
QLYS icon
1086
Qualys
QLYS
$4.75B
$113K ﹤0.01%
1,158
+95
+9% +$10.2K
MJ icon
1087
Amplify Alternative Harvest ETF
MJ
$101M
$111K ﹤0.01%
886
-4
-0.4% -$596
IMGN
1088
DELISTED
Immunogen Inc
IMGN
$111K ﹤0.01%
30,726
-701
-2% -$2.83K
VAR
1089
DELISTED
Varian Medical Systems, Inc.
VAR
$108K ﹤0.01%
625
+83
+15% +$13K
GGZ
1090
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$106K ﹤0.01%
+10,544
New +$103K
HQY icon
1091
HealthEquity
HQY
$8.28B
$104K ﹤0.01%
2,018
+129
+7% +$7.09K
AXON
1092
Axon Enterprise
AXON
$42.4B
$103K ﹤0.01%
1,141
+109
+11% +$9.48K
HOLX
1093
DELISTED
Hologic
HOLX
$101K ﹤0.01%
1,512
+1,462
+2,924% +$92.5K
HPE icon
1094
Hewlett Packard
HPE
$63.8B
$100K ﹤0.01%
10,652
-751
-7% -$7.17K
GAB icon
1095
Gabelli Equity Trust
GAB
$1.75B
$99K ﹤0.01%
19,817
-388
-2% -$1.99K
NOA
1096
North American Construction
NOA
$376M
$98K ﹤0.01%
15,014
– –
PRO
1097
DELISTED
PROS Holdings
PRO
$97K ﹤0.01%
3,037
+44
+1% +$1.66K
CYBR
1098
DELISTED
CyberArk
CYBR
$96K ﹤0.01%
925
-50
-5% -$5.39K
PCG icon
1099
PG&E
PCG
$38.8B
$94K ﹤0.01%
+10,030
New +$92.9K
BDRY icon
1100
Breakwave Dry Bulk Shipping ETF
BDRY
$27.2M
$93K ﹤0.01%
11,310
-100
-0.9% -$815
42 43
44
45 46

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MT
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CMTU
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FMI
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MAM
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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.