We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRO
1076
DELISTED
PROS Holdings
PRO
$139K ﹤0.01%
2,331
+180
+8% +$12.1K
TCRT icon
1077
Alaunos Therapeutics
TCRT
$4.84M
$137K ﹤0.01%
214
-9
-4% -$7.14K
OXSQ icon
1078
Oxford Square Capital
OXSQ
$151M
$136K ﹤0.01%
21,864
-234
-1% -$1.49K
UBS icon
1079
UBS Group
UBS
$169B
$131K ﹤0.01%
11,543
-3,338
-22% -$37.6K
ELVT
1080
DELISTED
Elevate Credit, Inc.
ELVT
$131K ﹤0.01%
31,000
– –
PE
1081
DELISTED
PARSLEY ENERGY INC
PE
$130K ﹤0.01%
7,736
+1,314
+20% +$22.6K
PFLT icon
1082
PennantPark Floating Rate Capital
PFLT
$680M
$128K ﹤0.01%
10,997
– –
PSEC icon
1083
Prospect Capital
PSEC
$1.06B
$126K ﹤0.01%
19,178
-978
-5% -$6.45K
PTC icon
1084
PTC
PTC
$13.3B
$123K ﹤0.01%
1,806
-72
-4% -$5.26K
PR
1085
Permian Resources
PR
$18.1B
$122K ﹤0.01%
27,000
+1,000
+4% +$5.36K
CGNX icon
1086
Cognex
CGNX
$10.5B
$120K ﹤0.01%
2,433
+40
+2% +$1.8K
FG
1087
DELISTED
FGL Holdings Ordinary Shares
FG
$120K ﹤0.01%
15,000
– –
FTNT icon
1088
Fortinet
FTNT
$112B
$116K ﹤0.01%
7,570
+95
+1% +$1.54K
AUY
1089
DELISTED
Yamana Gold, Inc.
AUY
$115K ﹤0.01%
36,200
– –
ETW
1090
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$114K ﹤0.01%
11,757
+4
+0% +$38
CHY
1091
Calamos Convertible and High Income Fund
CHY
$1.04B
$113K ﹤0.01%
10,276
+43
+0.4% +$482
TEN
1092
Tsakos Energy Navigation Ltd
TEN
$1.21B
$113K ﹤0.01%
7,660
+655
+9% +$10.1K
RNET
1093
DELISTED
RigNet, Inc.
RNET
$113K ﹤0.01%
14,583
+140
+1% +$1.18K
GAB icon
1094
Gabelli Equity Trust
GAB
$1.72B
$112K ﹤0.01%
19,114
-307
-2% -$1.83K
BKD icon
1095
Brookdale Senior Living
BKD
$3.54B
$111K ﹤0.01%
14,606
-328,653
-96% -$2.6M
AXON
1096
Axon Enterprise
AXON
$39.7B
$110K ﹤0.01%
1,932
-250
-11% -$15.8K
ANH
1097
DELISTED
Anworth Mortgage Asset Corporation
ANH
$107K ﹤0.01%
32,509
+3,216
+11% +$11.5K
FND icon
1098
Floor & Decor
FND
$5.69B
$106K ﹤0.01%
2,080
– –
TNDM icon
1099
Tandem Diabetes Care
TNDM
$1.13B
$103K ﹤0.01%
1,750
– –
SLAB icon
1100
Silicon Laboratories
SLAB
$7.15B
$99K ﹤0.01%
889
-501
-36% -$54.2K
42 43
44
45 46

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.