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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Financials 8.04%
2 Technology 7.79%
3 Healthcare 7.35%
4 Industrials 6.21%
5 Consumer Staples 5.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGI
1076
Lazard Global Total Return & Income Fund
LGI
$235M
$172K ﹤0.01%
11,155
-804
-7% -$11.8K
JHB
1077
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$171K ﹤0.01%
+17,500
New +$169K
HOUS
1078
DELISTED
Anywhere Real Estate
HOUS
$169K ﹤0.01%
14,848
+829
+6% +$12.8K
ROP icon
1079
Roper Technologies
ROP
$37.1B
$168K ﹤0.01%
490
+147
+43% +$44.6K
ONB icon
1080
Old National Bancorp
ONB
$10.1B
$166K ﹤0.01%
+10,135
New +$169K
AM icon
1081
Antero Midstream
AM
$10.4B
$164K ﹤0.01%
+11,884
New +$155K
FHN icon
1082
First Horizon
FHN
$12.1B
$162K ﹤0.01%
+11,592
New +$171K
SLAB icon
1083
Silicon Laboratories
SLAB
$7.17B
$162K ﹤0.01%
2,005
-10
-0.5% -$832
AFT
1084
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$160K ﹤0.01%
10,785
– –
BBDC icon
1085
Barings BDC
BBDC
$868M
$159K ﹤0.01%
16,227
-1,740
-10% -$17K
CRZO
1086
DELISTED
Carrizo Oil & Gas Inc
CRZO
$158K ﹤0.01%
12,634
-3,414
-21% -$40.6K
BLDR icon
1087
Builders FirstSource
BLDR
$7.82B
$157K ﹤0.01%
11,797
+325
+3% +$4.27K
FCRD
1088
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$156K ﹤0.01%
23,850
– –
AXON
1089
Axon Enterprise
AXON
$42.4B
$155K ﹤0.01%
2,845
+1,900
+201% +$97.4K
SWN
1090
DELISTED
Southwestern Energy Company
SWN
$154K ﹤0.01%
32,732
-600
-2% -$2.59K
GG
1091
DELISTED
Goldcorp Inc
GG
$154K ﹤0.01%
13,499
-2,057
-13% -$22.1K
RNET
1092
DELISTED
RigNet, Inc.
RNET
$153K ﹤0.01%
15,690
-439
-3% -$6.1K
FXN icon
1093
First Trust Energy AlphaDEX Fund
FXN
$377M
$148K ﹤0.01%
11,453
– –
MIN
1094
Aberdeen Intermediate Income Fund
MIN
$273M
$148K ﹤0.01%
38,905
+3,000
+8% +$11.2K
OXSQ icon
1095
Oxford Square Capital
OXSQ
$148M
$144K ﹤0.01%
22,098
-2,100
-9% -$13.9K
ADNT icon
1096
Adient
ADNT
$1.62B
$143K ﹤0.01%
+11,027
New +$193K
PFLT icon
1097
PennantPark Floating Rate Capital
PFLT
$692M
$141K ﹤0.01%
10,997
– –
STEW
1098
SRH Total Return Fund
STEW
$1.76B
$141K ﹤0.01%
13,083
-12,500
-49% -$133K
DOCU
1099
DocuSign
DOCU
$10.1B
$140K ﹤0.01%
+2,700
New +$138K
RQI icon
1100
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$140K ﹤0.01%
10,960
– –
42 43
44
45 46

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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.