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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.23%
2 Technology 11.57%
3 Financials 9.25%
4 Healthcare 6.76%
5 Consumer Discretionary 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BURL icon
1051
Burlington
BURL
$15B
$187K ﹤0.01%
1,381
+163
+13% +$26.1K
FIVN icon
1052
FIVE9
FIVN
$2.27B
$183K ﹤0.01%
2,853
+196
+7% +$14.7K
TER icon
1053
Teradyne
TER
$60B
$182K ﹤0.01%
1,813
+21
+1% +$2.21K
CONN
1054
DELISTED
Conn's Inc.
CONN
$181K ﹤0.01%
45,913
+3,000
+7% +$12.5K
NEA icon
1055
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.31B
$181K ﹤0.01%
18,658
+365
+2% +$3.83K
CHEF icon
1056
Chefs' Warehouse
CHEF
$4.46B
$179K ﹤0.01%
8,442
+625
+8% +$19.1K
CCU icon
1057
Compañía de Cervecerías Unidas
CCU
$2.21B
$174K ﹤0.01%
13,827
+97
+0.7% +$1.48K
RMAX
1058
DELISTED
RE/MAX Holdings
RMAX
$173K ﹤0.01%
+13,360
New +$232K
LYG icon
1059
Lloyds Banking Group
LYG
$85.7B
$173K ﹤0.01%
80,999
+4,925
+6% +$10.7K
PAGP icon
1060
Plains GP Holdings
PAGP
$5.54B
$172K ﹤0.01%
10,699
-105
-1% -$1.65K
ABX
1061
Abacus Global Management
ABX
$941M
$171K ﹤0.01%
+25,000
New +$184K
TEI
1062
Templeton Emerging Markets Income Fund
TEI
$317M
$170K ﹤0.01%
36,912
-840
-2% -$4.22K
HST icon
1063
Host Hotels & Resorts
HST
$15.1B
$169K ﹤0.01%
10,547
-1,300
-11% -$21.7K
HSIC icon
1064
Henry Schein
HSIC
$9.8B
$169K ﹤0.01%
2,275
-73
-3% -$5.62K
SDC
1065
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$166K ﹤0.01%
401,172
-43,000
-10% -$24.6K
AVAV icon
1066
AeroVironment
AVAV
$7.16B
$166K ﹤0.01%
1,486
+16
+1% +$1.61K
CDLX icon
1067
Cardlytics
CDLX
$25.1M
$165K ﹤0.01%
1,000
– –
OMCL icon
1068
Omnicell
OMCL
$1.53B
$164K ﹤0.01%
3,643
-373
-9% -$22.6K
ICLN icon
1069
iShares Global Clean Energy ETF
ICLN
$2.1B
$164K ﹤0.01%
11,194
-1,059
-9% -$17.8K
SMFG icon
1070
Sumitomo Mitsui Financial
SMFG
$167B
$162K ﹤0.01%
16,436
-1,073
-6% -$9.93K
USA icon
1071
Liberty All-Star Equity Fund
USA
$1.82B
$159K ﹤0.01%
26,785
-647
-2% -$4.11K
RUN icon
1072
Sunrun
RUN
$2.12B
$156K ﹤0.01%
12,392
-2,419
-16% -$39.8K
PODD icon
1073
Insulet
PODD
$9.57B
$154K ﹤0.01%
965
+15
+2% +$3.36K
CGNT icon
1074
Cognyte Software
CGNT
$602M
$154K ﹤0.01%
31,975
– –
STEW
1075
SRH Total Return Fund
STEW
$1.75B
$150K ﹤0.01%
11,583
– –
41 42
43
44 45

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, up from 44% a quarter earlier, followed by Technology and Financials.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.