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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIVN icon
1051
FIVE9
FIVN
$1.77B
$159K ﹤0.01%
2,125
+122
+6% +$11.9K
BOX icon
1052
Box
BOX
$4.02B
$156K ﹤0.01%
6,411
-68
-1% -$1.87K
LGND icon
1053
Ligand Pharmaceuticals
LGND
$6.02B
$154K ﹤0.01%
2,858
-77
-3% -$4.53K
PRO
1054
DELISTED
PROS Holdings
PRO
$154K ﹤0.01%
6,215
+700
+13% +$17K
LESL icon
1055
Leslie's
LESL
$11.6M
$153K ﹤0.01%
520
-3
-0.6% -$901
UBS icon
1056
UBS Group
UBS
$170B
$153K ﹤0.01%
10,518
-85
-0.8% -$1.36K
PING
1057
DELISTED
Ping Identity Holding Corp.
PING
$153K ﹤0.01%
5,447
-15,799
-74% -$392K
DOLE icon
1058
Dole
DOLE
$1.35B
$152K ﹤0.01%
20,757
-7,755
-27% -$68.9K
PRAA icon
1059
PRA Group
PRAA
$648M
$152K ﹤0.01%
4,625
+430
+10% +$16K
HSIC icon
1060
Henry Schein
HSIC
$9.74B
$148K ﹤0.01%
2,256
-32
-1% -$2.38K
NOA
1061
North American Construction
NOA
$377M
$143K ﹤0.01%
14,928
– –
EXEL icon
1062
Exelixis
EXEL
$13.9B
$142K ﹤0.01%
9,046
-110
-1% -$2.13K
BCS icon
1063
Barclays
BCS
$94.1B
$136K ﹤0.01%
21,284
+470
+2% +$3.62K
NFJ
1064
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$135K ﹤0.01%
12,650
+44
+0.3% +$540
AUY
1065
DELISTED
Yamana Gold, Inc.
AUY
$135K ﹤0.01%
29,761
– –
CHEF icon
1066
Chefs' Warehouse
CHEF
$3.87B
$134K ﹤0.01%
4,620
-51
-1% -$1.78K
FIVE icon
1067
Five Below
FIVE
$11.2B
$134K ﹤0.01%
971
-210
-18% -$27.6K
CGNX icon
1068
Cognex
CGNX
$10.3B
$132K ﹤0.01%
3,195
-2,218
-41% -$100K
BCPC
1069
Balchem Corp
BCPC
$5.23B
$131K ﹤0.01%
1,078
-36
-3% -$4.69K
GTLS
1070
DELISTED
Chart Industries
GTLS
$129K ﹤0.01%
700
+258
+58% +$47.8K
NMZ icon
1071
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$128K ﹤0.01%
+12,415
New +$146K
GWRE icon
1072
Guidewire Software
GWRE
$11.5B
$127K ﹤0.01%
2,069
+1
+0% +$72
STEW
1073
SRH Total Return Fund
STEW
$1.75B
$126K ﹤0.01%
11,583
– –
RVLV icon
1074
Revolve Group
RVLV
$1.79B
$125K ﹤0.01%
5,782
-28
-0.5% -$737
NEA icon
1075
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$124K ﹤0.01%
11,660
-8,271
-41% -$99.4K
41 42
43
44 45

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.