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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
1051
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$122K ﹤0.01%
11,757
– –
HQY icon
1052
HealthEquity
HQY
$7.91B
$119K ﹤0.01%
1,610
-3,213
-67% -$200K
OXSQ icon
1053
Oxford Square Capital
OXSQ
$151M
$119K ﹤0.01%
21,864
– –
CHY
1054
Calamos Convertible and High Income Fund
CHY
$1.03B
$118K ﹤0.01%
10,320
+44
+0.4% +$495
SPSC icon
1055
SPS Commerce
SPSC
$2.25B
$117K ﹤0.01%
2,108
– –
PRAA icon
1056
PRA Group
PRAA
$648M
$116K ﹤0.01%
3,185
-1,244
-28% -$44.1K
FTNT icon
1057
Fortinet
FTNT
$112B
$115K ﹤0.01%
5,365
-2,205
-29% -$41.5K
ON icon
1058
ON Semiconductor
ON
$33.8B
$115K ﹤0.01%
4,713
-308
-6% -$6.51K
GAB icon
1059
Gabelli Equity Trust
GAB
$1.74B
$114K ﹤0.01%
19,114
– –
SMTC icon
1060
Semtech
SMTC
$11.7B
$114K ﹤0.01%
2,160
-6,433
-75% -$322K
RNG icon
1061
RingCentral
RNG
$4.05B
$110K ﹤0.01%
650
-2,115
-76% -$349K
SMFG icon
1062
Sumitomo Mitsui Financial
SMFG
$166B
$110K ﹤0.01%
14,813
+824
+6% +$5.93K
PSEC icon
1063
Prospect Capital
PSEC
$1.06B
$109K ﹤0.01%
16,889
-2,289
-12% -$14.9K
OLLI icon
1064
Ollie's Bargain Outlet
OLLI
$4.01B
$108K ﹤0.01%
1,659
-4,947
-75% -$313K
FND icon
1065
Floor & Decor
FND
$5.81B
$106K ﹤0.01%
2,080
– –
ANH
1066
DELISTED
Anworth Mortgage Asset Corporation
ANH
$106K ﹤0.01%
29,996
-2,513
-8% -$8.69K
AAN.A
1067
DELISTED
The Aaron's Company Inc Class A
AAN.A
$106K ﹤0.01%
1,859
-4,219
-69% -$241K
GNMK
1068
DELISTED
GenMark Diagnostics, Inc
GNMK
$99K ﹤0.01%
20,565
-3,008
-13% -$16.6K
FIVN icon
1069
FIVE9
FIVN
$1.77B
$98K ﹤0.01%
1,494
-62
-4% -$3.79K
BKD icon
1070
Brookdale Senior Living
BKD
$3.62B
$97K ﹤0.01%
13,371
-1,235
-8% -$9.17K
CGEN icon
1071
Compugen
CGEN
$216M
$95K ﹤0.01%
+16,000
New +$82.3K
SITE icon
1072
SiteOne Landscape Supply
SITE
$4.43B
$95K ﹤0.01%
1,044
-2,977
-74% -$252K
AWP
1073
abrdn Global Premier Properties Fund
AWP
$377M
$94K ﹤0.01%
4,861
+500
+11% +$9.58K
AXON
1074
Axon Enterprise
AXON
$40.5B
$94K ﹤0.01%
1,282
-650
-34% -$41.1K
PGEN icon
1075
Precigen
PGEN
$1.93B
$92K ﹤0.01%
16,779
+5,092
+44% +$28.7K
41 42
43
44 45

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CMTU
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FMI
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MAM
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FIA
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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.