We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAK icon
1051
Takeda Pharmaceutical
TAK
$55.2B
$201K ﹤0.01%
11,704
+732
+7% +$12.7K
MFC icon
1052
Manulife Financial
MFC
$72.5B
$200K ﹤0.01%
10,891
+520
+5% +$9.18K
FLIR
1053
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$197K ﹤0.01%
3,742
-236
-6% -$12K
GARS
1054
DELISTED
Garrison Capital Inc.
GARS
$197K ﹤0.01%
28,578
+6,237
+28% +$43.6K
USAC icon
1055
USA Compression Partners
USAC
$3.89B
$191K ﹤0.01%
11,074
+1,050
+10% +$17.8K
OVV icon
1056
Ovintiv
OVV
$17.6B
$190K ﹤0.01%
8,269
-363
-4% -$8.31K
LMNR icon
1057
Limoneira
LMNR
$238M
$189K ﹤0.01%
10,295
-1,629
-14% -$31K
SNAP icon
1058
Snap
SNAP
$7.37B
$182K ﹤0.01%
+11,535
New +$185K
CADE
1059
DELISTED
Cadence Bancorporation
CADE
$176K ﹤0.01%
+10,017
New +$171K
RQI icon
1060
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$174K ﹤0.01%
10,960
– –
ECHO
1061
DELISTED
Echo Global Logistics, Inc.
ECHO
$174K ﹤0.01%
7,701
+93
+1% +$1.92K
JHB
1062
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$173K ﹤0.01%
17,500
– –
AVX
1063
DELISTED
AVX Corporation
AVX
$171K ﹤0.01%
11,218
+1,051
+10% +$15.8K
KRP icon
1064
Kimbell Royalty Partners
KRP
$1.48B
$169K ﹤0.01%
11,500
-1,000
-8% -$15.2K
MIME
1065
DELISTED
Mimecast Limited
MIME
$168K ﹤0.01%
4,700
– –
NGL icon
1066
NGL Energy Partners
NGL
$1.96B
$164K ﹤0.01%
11,785
-665
-5% -$9.38K
MUA icon
1067
BlackRock MuniAssets Fund
MUA
$527M
$162K ﹤0.01%
+10,435
New +$160K
USO icon
1068
United States Oil Fund
USO
$2.41B
$162K ﹤0.01%
1,785
-25
-1% -$2.35K
SIRI icon
1069
SiriusXM
SIRI
$10.1B
$157K ﹤0.01%
2,509
+701
+39% +$43.1K
NOA
1070
North American Construction
NOA
$373M
$153K ﹤0.01%
13,304
+5
+0% +$57
MIN
1071
Aberdeen Intermediate Income Fund
MIN
$273M
$150K ﹤0.01%
39,205
+1,100
+3% +$4.2K
PRAA icon
1072
PRA Group
PRAA
$652M
$150K ﹤0.01%
4,429
– –
STEW
1073
SRH Total Return Fund
STEW
$1.75B
$147K ﹤0.01%
13,083
– –
GNMK
1074
DELISTED
GenMark Diagnostics, Inc
GNMK
$143K ﹤0.01%
23,573
-13,222
-36% -$82.5K
ICMB icon
1075
Investcorp Credit Management BDC
ICMB
$11.1M
$139K ﹤0.01%
21,090
-6,813
-24% -$48.5K
41 42
43
44 45

Similar funds

EGM
Engineers Gate Manager New York $8B AUM 17.32% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return
CMTU
Capital Markets Trading (UK) London, United Kingdom $7.95B AUM 85.98% 1-Year Est. Return
FMI
Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.06B AUM 11.81% 1-Year Est. Return
VIM
Vinva Investment Management Sydney, Australia $8.07B AUM 29.46% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.