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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Miscellaneous 42.86%
2 Financials 8.08%
3 Technology 7.82%
4 Healthcare 7.49%
5 Industrials 6.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
1051
Newell Brands
NWL
$2.49B
$204K ﹤0.01%
13,281
-5,737
-30% -$105K
XYL icon
1052
Xylem
XYL
$25B
$204K ﹤0.01%
+2,582
New +$188K
OKTA icon
1053
Okta
OKTA
$29.1B
$203K ﹤0.01%
+2,455
New +$194K
ATI icon
1054
ATI
ATI
$27.1B
$202K ﹤0.01%
+7,890
New +$208K
JBL icon
1055
Jabil
JBL
$33.3B
$202K ﹤0.01%
+7,607
New +$203K
NEA icon
1056
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.28B
$202K ﹤0.01%
15,134
+32
+0.2% +$416
BHE icon
1057
Benchmark Electronics
BHE
$2.79B
$201K ﹤0.01%
+7,641
New +$196K
MTSI icon
1058
MACOM Technology Solutions
MTSI
$21B
$196K ﹤0.01%
11,715
-500
-4% -$8.71K
MRCY icon
1059
Mercury Systems
MRCY
$4.85B
$195K ﹤0.01%
3,036
-352
-10% -$20.3K
KEYS icon
1060
Keysight
KEYS
$57.7B
$194K ﹤0.01%
2,226
+486
+28% +$37.7K
DBE icon
1061
Invesco DB Energy Fund
DBE
$117M
$192K ﹤0.01%
13,104
– –
CTRA
1062
DELISTED
Coterra Energy
CTRA
$191K ﹤0.01%
7,320
– –
PR
1063
Permian Resources
PR
$19.9B
$189K ﹤0.01%
21,500
-8,198
-28% -$93.1K
UBS icon
1064
UBS Group
UBS
$167B
$188K ﹤0.01%
15,497
-37
-0.2% -$469
PTC icon
1065
PTC
PTC
$14.2B
$186K ﹤0.01%
2,013
-90
-4% -$7.97K
MDSO
1066
DELISTED
Medidata Solutions, Inc.
MDSO
$185K ﹤0.01%
2,527
-195
-7% -$14.1K
USO icon
1067
United States Oil Fund
USO
$1.75B
$181K ﹤0.01%
1,810
– –
RVT icon
1068
Royce Value Trust
RVT
$2.21B
$180K ﹤0.01%
13,107
+1,714
+15% +$23.3K
GARS
1069
DELISTED
Garrison Capital Inc.
GARS
$179K ﹤0.01%
24,973
-1,836
-7% -$13.4K
MFC icon
1070
Manulife Financial
MFC
$72.1B
$178K ﹤0.01%
10,543
-2,468
-19% -$40.1K
SMFG icon
1071
Sumitomo Mitsui Financial
SMFG
$173B
$178K ﹤0.01%
25,377
+181
+0.7% +$1.29K
FLIR
1072
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$178K ﹤0.01%
3,743
+903
+32% +$43.7K
AUY
1073
DELISTED
Yamana Gold, Inc.
AUY
$174K ﹤0.01%
66,501
+8,219
+14% +$21.3K
MRO
1074
DELISTED
Marathon Oil Corporation
MRO
$173K ﹤0.01%
10,325
– –
FIVN icon
1075
FIVE9
FIVN
$2.29B
$172K ﹤0.01%
3,248
-6,621
-67% -$337K
41 42
43
44 45

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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 43% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Morningstar Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.