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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-12.17%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$3.52B
AUM Growth
-$495M
Cap. Flow
+$41.3M
Cap. Flow %
1.17%
Top 10 Hldgs %
17.26%
Holding
1,237
New
79
Increased
487
Reduced
483
Closed
131

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$51.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.7M
3
VO icon
Vanguard Mid-Cap ETF
VO
+$12.4M
4
ET icon
Energy Transfer Partners
ET
+$12M
5
VB icon
Vanguard Small-Cap ETF
VB
+$11.8M

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$16M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.2M
3
LL
LL Flooring Holdings, Inc.
LL
+$6.06M
4
PX
Praxair Inc
PX
+$5.1M
5
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 8.27%
2 Healthcare 7.68%
3 Technology 7.6%
4 Industrials 6.05%
5 Consumer Staples 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBP icon
1051
First Bancorp
FBP
$4.4B
$103K ﹤0.01%
12,006
-73,633
-86% -$658K
NXPI icon
1052
NXP Semiconductors
NXPI
$68B
$101K ﹤0.01%
1,374
+4
+0.3% +$317
FLEX icon
1053
Flex
FLEX
$43.4B
$94K ﹤0.01%
16,394
-127,880
-89% -$893K
NOA
1054
North American Construction
NOA
$377M
$94K ﹤0.01%
10,538
+4
+0% +$39
CPE
1055
DELISTED
Callon Petroleum Company
CPE
$93K ﹤0.01%
1,440
-6,289
-81% -$607K
ROP icon
1056
Roper Technologies
ROP
$36.3B
$91K ﹤0.01%
343
-261
-43% -$73.8K
PNNT
1057
Pennant Park Investment Corp
PNNT
$215M
$88K ﹤0.01%
13,798
– –
JEQ
1058
DELISTED
abrdn Japan Equity Fund
JEQ
$86K ﹤0.01%
13,294
– –
VVR icon
1059
Invesco Senior Income Trust
VVR
$456M
$82K ﹤0.01%
+20,960
New +$86.5K
CTSO icon
1060
Cytosorbents Corp
CTSO
$22.6M
$81K ﹤0.01%
+10,000
New +$99.3K
BRW
1061
Saba Capital Income & Opportunities Fund
BRW
$336M
$80K ﹤0.01%
8,866
-700
-7% -$6.66K
OCSI
1062
DELISTED
Oaktree Strategic Income Corporation
OCSI
$78K ﹤0.01%
10,095
– –
ANH
1063
DELISTED
Anworth Mortgage Asset Corporation
ANH
$77K ﹤0.01%
19,141
-4,435
-19% -$19.5K
MGPI icon
1064
MGP Ingredients
MGPI
$378M
$76K ﹤0.01%
1,330
– –
ON icon
1065
ON Semiconductor
ON
$33.8B
$74K ﹤0.01%
4,480
– –
HUBG icon
1066
HUB Group
HUBG
$3.01B
$72K ﹤0.01%
3,868
-39,624
-91% -$850K
CHRD icon
1067
Chord Energy
CHRD
$7.79B
$68K ﹤0.01%
12,250
+1,000
+9% +$9.07K
GNMK
1068
DELISTED
GenMark Diagnostics, Inc
GNMK
$68K ﹤0.01%
13,988
-5,279
-27% -$27.5K
PRO
1069
DELISTED
PROS Holdings
PRO
$67K ﹤0.01%
2,134
– –
SNAP icon
1070
Snap
SNAP
$7.32B
$66K ﹤0.01%
+11,947
New +$77.7K
ORC
1071
Orchid Island Capital
ORC
$1.31B
$64K ﹤0.01%
2,000
– –
PFX icon
1072
PhenixFIN
PFX
$61K ﹤0.01%
1,145
-200
-15% -$14.1K
TEN
1073
Tsakos Energy Navigation Ltd
TEN
$1.19B
$60K ﹤0.01%
4,514
-1,061
-19% -$17.3K
TCRT icon
1074
Alaunos Therapeutics
TCRT
$4.74M
$59K ﹤0.01%
209
– –
HIO
1075
Western Asset High Income Opportunity Fund
HIO
$335M
$54K ﹤0.01%
12,215
– –
41 42
43
44 45

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Stephens Inc held 1,237 positions worth $3.52B, down 12% from $4.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc's Q4 2018 filing shows 79 new, 487 increased, 483 reduced and 131 closed positions. Its largest new stake was Linde: 30,949 shares worth $4.83M. The largest sale was Energy Transfer Partners, L.P., an estimated $16M.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, down from 8.6% a quarter earlier, followed by Healthcare and Technology.

  • Stephens Inc's largest Q4 2018 buy was Linde: 30,949 shares worth $4.83M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q4 2018, an estimated $51.7M increase.
  • Stephens Inc's biggest Q4 2018 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.2M.
  • Stephens Inc fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $16M.
  • Stephens Inc's ten largest holdings make up 17% of its $3.52B portfolio in Q4 2018.
  • Stephens Inc opened 79 new positions and closed 131 in Q4 2018.
  • Stephens Inc's portfolio value fell 12% quarter-over-quarter to $3.52B.

Based on Stephens Inc's 13F filing for Q4 2018, filed 11 Feb 2019.