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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNH
1026
CNH Industrial
CNH
$13.8B
$206K ﹤0.01%
+17,031
New +$236K
VONG icon
1027
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$206K ﹤0.01%
3,008
– –
MTZ icon
1028
MasTec
MTZ
$26.7B
$205K ﹤0.01%
2,854
– –
SHYG icon
1029
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$205K ﹤0.01%
5,001
– –
MSOS icon
1030
AdvisorShares Pure US Cannabis ETF
MSOS
$864M
$205K ﹤0.01%
25,800
-4,000
-13% -$25.2K
PB icon
1031
Prosperity Bancshares
PB
$8.77B
$204K ﹤0.01%
3,745
+35
+0.9% +$2.03K
FMC icon
1032
FMC
FMC
$1.42B
$204K ﹤0.01%
3,042
+300
+11% +$26K
OC icon
1033
Owens Corning
OC
$11.5B
$204K ﹤0.01%
+1,493
New +$205K
KJAN icon
1034
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$204K ﹤0.01%
6,630
-440
-6% -$14.1K
DOLE icon
1035
Dole
DOLE
$1.35B
$203K ﹤0.01%
17,566
+124
+0.7% +$1.55K
OKTA icon
1036
Okta
OKTA
$24.1B
$203K ﹤0.01%
2,492
+466
+23% +$35.3K
DAR icon
1037
Darling Ingredients
DAR
$9.93B
$202K ﹤0.01%
3,874
– –
BFAM icon
1038
Bright Horizons
BFAM
$3.99B
$202K ﹤0.01%
2,474
+41
+2% +$3.79K
ALV icon
1039
Autoliv
ALV
$8.6B
$201K ﹤0.01%
+2,088
New +$200K
NGL icon
1040
NGL Energy Partners
NGL
$1.94B
$201K ﹤0.01%
52,000
– –
NVT icon
1041
nVent Electric
NVT
$24.5B
$200K ﹤0.01%
+3,782
New +$204K
IMCG icon
1042
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$200K ﹤0.01%
3,507
-1,857
-35% -$112K
ARE icon
1043
Alexandria Real Estate Equities
ARE
$8.88B
$200K ﹤0.01%
1,999
-452
-18% -$52.5K
EXEL icon
1044
Exelixis
EXEL
$13.9B
$198K ﹤0.01%
9,067
-59
-0.6% -$1.23K
PBPB
1045
DELISTED
Potbelly
PBPB
$196K ﹤0.01%
25,185
– –
PDBC icon
1046
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$195K ﹤0.01%
13,038
+367
+3% +$5.38K
BGT icon
1047
BlackRock Floating Rate Income Trust
BGT
$322M
$194K ﹤0.01%
16,095
– –
GMED icon
1048
Globus Medical
GMED
$10.4B
$194K ﹤0.01%
+3,908
New +$219K
RVT icon
1049
Royce Value Trust
RVT
$2.21B
$191K ﹤0.01%
14,833
+271
+2% +$3.71K
PRCH icon
1050
Porch Group
PRCH
$1.3B
$188K ﹤0.01%
234,190
-11,039
-5% -$11.6K
40 41
42
43 44

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.