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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDC
1026
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$166K ﹤0.01%
471,208
-42,500
-8% -$28K
PDBC icon
1027
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$165K ﹤0.01%
11,188
-1,582,259
-99% -$26.4M
AUY
1028
DELISTED
Yamana Gold, Inc.
AUY
$165K ﹤0.01%
29,761
– –
BGT icon
1029
BlackRock Floating Rate Income Trust
BGT
$322M
$165K ﹤0.01%
15,095
– –
HALO icon
1030
Halozyme
HALO
$9.72B
$165K ﹤0.01%
2,899
– –
PCG icon
1031
PG&E
PCG
$47.8B
$163K ﹤0.01%
+10,030
New +$152K
POOL icon
1032
Pool Corp
POOL
$6.7B
$162K ﹤0.01%
536
+18
+3% +$5.7K
PRAA icon
1033
PRA Group
PRAA
$648M
$156K ﹤0.01%
4,625
– –
FIVN icon
1034
FIVE9
FIVN
$1.77B
$155K ﹤0.01%
2,287
+162
+8% +$10.2K
NICE icon
1035
Nice
NICE
$5.29B
$154K ﹤0.01%
803
-119
-13% -$22.9K
CGNX icon
1036
Cognex
CGNX
$10.3B
$151K ﹤0.01%
3,195
– –
STEW
1037
SRH Total Return Fund
STEW
$1.75B
$147K ﹤0.01%
11,583
– –
GWRE icon
1038
Guidewire Software
GWRE
$11.5B
$147K ﹤0.01%
2,342
+273
+13% +$16.2K
PSEC icon
1039
Prospect Capital
PSEC
$1.06B
$146K ﹤0.01%
20,917
+1,000
+5% +$7.19K
EXEL icon
1040
Exelixis
EXEL
$13.9B
$145K ﹤0.01%
9,046
– –
OMCL icon
1041
Omnicell
OMCL
$1.86B
$145K ﹤0.01%
2,877
-984
-25% -$59.1K
ESRT icon
1042
Empire State Realty Trust
ESRT
$976M
$144K ﹤0.01%
21,385
+4,482
+27% +$31.6K
AVAV icon
1043
AeroVironment
AVAV
$7.57B
$144K ﹤0.01%
1,679
+678
+68% +$58K
PR
1044
Permian Resources
PR
$17.9B
$141K ﹤0.01%
15,000
– –
PBPB
1045
DELISTED
Potbelly
PBPB
$140K ﹤0.01%
25,185
– –
MPT
1046
Medical Properties Trust
MPT
$2.89B
$140K ﹤0.01%
12,577
-36,712
-74% -$427K
PAGP icon
1047
Plains GP Holdings
PAGP
$5.23B
$137K ﹤0.01%
10,995
+38
+0.3% +$474
BCPC
1048
Balchem Corp
BCPC
$5.23B
$132K ﹤0.01%
1,078
– –
MODN
1049
DELISTED
MODEL N, INC.
MODN
$130K ﹤0.01%
3,204
+1,190
+59% +$44.8K
NMFC icon
1050
New Mountain Finance
NMFC
$646M
$130K ﹤0.01%
10,500
– –
40 41
42
43 44

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MAM
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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.