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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNP icon
1026
CenterPoint Energy
CNP
$29.1B
$204K ﹤0.01%
7,238
-366
-5% -$11.4K
EVV
1027
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$203K ﹤0.01%
22,010
-4,810
-18% -$50.4K
LITE icon
1028
Lumentum
LITE
$59.4B
$202K ﹤0.01%
2,953
-281
-9% -$23.3K
VIS icon
1029
Vanguard Industrials ETF
VIS
$8.23B
$202K ﹤0.01%
1,283
– –
UTF icon
1030
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$201K ﹤0.01%
8,636
+10
+0.1% +$263
FLG
1031
Flagstar Bank National Association
FLG
$5.77B
$199K ﹤0.01%
7,776
– –
ENLC
1032
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$199K ﹤0.01%
22,363
-36
-0.2% -$346
SWN
1033
DELISTED
Southwestern Energy Company
SWN
$199K ﹤0.01%
32,570
+3,863
+13% +$26.7K
IEZ icon
1034
iShares US Oil Equipment & Services ETF
IEZ
$367M
$198K ﹤0.01%
13,771
– –
HST icon
1035
Host Hotels & Resorts
HST
$16.8B
$197K ﹤0.01%
12,400
-6,436
-34% -$112K
CSQ icon
1036
Calamos Strategic Total Return Fund
CSQ
$3.21B
$193K ﹤0.01%
15,400
-3,211
-17% -$46.4K
WSR
1037
DELISTED
Whitestone REIT
WSR
$190K ﹤0.01%
22,402
– –
TEI
1038
Templeton Emerging Markets Income Fund
TEI
$310M
$189K ﹤0.01%
42,684
-8,653
-17% -$44K
BOTZ icon
1039
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$187K ﹤0.01%
10,353
-940
-8% -$19.8K
LOGC
1040
DELISTED
ContextLogic
LOGC
$181K ﹤0.01%
8,238
-157
-2% -$6.5K
HFRO
1041
Highland Opportunities and Income Fund
HFRO
$407M
$180K ﹤0.01%
18,470
+900
+5% +$10.3K
MRCC
1042
DELISTED
Monroe Capital Corp
MRCC
$180K ﹤0.01%
24,817
-269
-1% -$2.36K
VWE
1043
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$179K ﹤0.01%
64,718
-13,015
-17% -$77.6K
NICE icon
1044
Nice
NICE
$5.29B
$174K ﹤0.01%
922
-20
-2% -$4.18K
CGNT icon
1045
Cognyte Software
CGNT
$612M
$173K ﹤0.01%
42,750
-14,575
-25% -$69.1K
RITM icon
1046
Rithm Capital
RITM
$5.09B
$168K ﹤0.01%
22,955
-11,388
-33% -$108K
WMG icon
1047
Warner Music
WMG
$13.8B
$168K ﹤0.01%
7,234
-96
-1% -$2.64K
POOL icon
1048
Pool Corp
POOL
$6.7B
$165K ﹤0.01%
518
+11
+2% +$3.92K
BGT icon
1049
BlackRock Floating Rate Income Trust
BGT
$322M
$164K ﹤0.01%
15,095
– –
MFC icon
1050
Manulife Financial
MFC
$72.6B
$161K ﹤0.01%
10,268
+8
+0.1% +$140
40 41
42
43 44

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CMTU
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MAM
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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.