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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+7.07%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.08B
AUM Growth
+$428M
Cap. Flow
+$152M
Cap. Flow %
2.99%
Top 10 Hldgs %
20.88%
Holding
1,246
New
100
Increased
483
Reduced
514
Closed
64

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$49.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$47M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$17.3M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.85M
5
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$9.43M

Top Sells

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$8.16M
2
TROW icon
T. Rowe Price
TROW
+$6.09M
3
DMRL
DeltaShares S&P 500 Managed Risk ETF
DMRL
+$5.84M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$5.78M
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 7.92%
3 Healthcare 7.01%
4 Consumer Staples 5.65%
5 Communication Services 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
1026
Kohl's
KSS
$2.1B
$200K ﹤0.01%
+10,766
New +$228K
FTNT icon
1027
Fortinet
FTNT
$112B
$199K ﹤0.01%
8,450
+580
+7% +$15K
LADR
1028
Ladder Capital
LADR
$1.24B
$199K ﹤0.01%
27,953
+2,992
+12% +$22.5K
FGD icon
1029
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.53B
$198K ﹤0.01%
11,102
+514
+5% +$9.51K
NGL icon
1030
NGL Energy Partners
NGL
$1.87B
$198K ﹤0.01%
49,920
– –
CTR
1031
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$198K ﹤0.01%
19,811
-2,220
-10% -$27.7K
LGF.B
1032
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$195K ﹤0.01%
22,348
-232
-1% -$1.85K
HEI.A icon
1033
HEICO Corp Class A
HEI.A
$36.3B
$193K ﹤0.01%
2,175
+186
+9% +$15.7K
TPVG icon
1034
TriplePoint Venture Growth BDC
TPVG
$182M
$191K ﹤0.01%
17,285
– –
TAK icon
1035
Takeda Pharmaceutical
TAK
$55.7B
$190K ﹤0.01%
10,675
-1,967
-16% -$35.8K
CGNX icon
1036
Cognex
CGNX
$10.2B
$185K ﹤0.01%
2,838
+402
+17% +$26K
NFJ
1037
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$185K ﹤0.01%
15,666
-430
-3% -$5.16K
EXG icon
1038
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$184K ﹤0.01%
24,936
-1,342
-5% -$10.2K
GTN icon
1039
Gray Television
GTN
$409M
$183K ﹤0.01%
13,288
-11
-0.1% -$161
FLEX icon
1040
Flex
FLEX
$42.5B
$182K ﹤0.01%
21,638
+2,746
+15% +$22.4K
ZNGA
1041
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$182K ﹤0.01%
19,951
-10,411
-34% -$96.9K
MIME
1042
DELISTED
Mimecast Limited
MIME
$181K ﹤0.01%
3,867
-333
-8% -$15.1K
OMCL icon
1043
Omnicell
OMCL
$1.89B
$176K ﹤0.01%
2,355
+13
+0.6% +$901
FIVN icon
1044
FIVE9
FIVN
$1.96B
$170K ﹤0.01%
1,314
– –
SPSC icon
1045
SPS Commerce
SPSC
$2.41B
$168K ﹤0.01%
2,163
– –
MRO
1046
DELISTED
Marathon Oil Corporation
MRO
$165K ﹤0.01%
40,412
-1,300
-3% -$6.87K
NLY icon
1047
Annaly Capital Management
NLY
$16.9B
$163K ﹤0.01%
5,735
-66
-1% -$1.91K
PRAA icon
1048
PRA Group
PRAA
$683M
$159K ﹤0.01%
3,989
-115
-3% -$4.78K
BFAM icon
1049
Bright Horizons
BFAM
$4.1B
$158K ﹤0.01%
1,042
+209
+25% +$26.3K
JHB
1050
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$157K ﹤0.01%
17,500
– –
40 41
42
43 44

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Stephens Inc's Q3 2020 Portfolio in Review

As of Q3 2020, Stephens Inc held 1,246 positions worth $5.08B, up 9.2% from $4.65B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q3 2020 filing shows 100 new, 483 increased, 514 reduced and 64 closed positions. Its largest new stake was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M. The largest sale was Pacer Trendpilot US Large Cap ETF, an estimated $8.16M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2020 buy was Livongo Health, Inc. Common Stock: 33,045 shares worth $4.63M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2020, an estimated $49.1M increase.
  • Stephens Inc's biggest Q3 2020 reduction was Pacer Trendpilot US Large Cap ETF, cutting an estimated $8.16M.
  • Stephens Inc fully exited DeltaShares S&P 500 Managed Risk ETF in Q3 2020, selling an estimated $5.84M.
  • Stephens Inc's ten largest holdings make up 21% of its $5.08B portfolio in Q3 2020.
  • Stephens Inc opened 100 new positions and closed 64 in Q3 2020.
  • Stephens Inc's portfolio value rose 9.2% quarter-over-quarter to $5.08B.

Based on Stephens Inc's 13F filing for Q3 2020, filed 13 Nov 2020.