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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.48%
2 Financials 8.92%
3 Technology 8.77%
4 Healthcare 7.83%
5 Consumer Staples 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
1026
Prospect Capital
PSEC
$1.12B
$51K ﹤0.01%
11,890
-4,999
-30% -$29.5K
VAR
1027
DELISTED
Varian Medical Systems, Inc.
VAR
$51K ﹤0.01%
492
+27
+6% +$3.57K
ICMB icon
1028
Investcorp Credit Management BDC
ICMB
$12.4M
$49K ﹤0.01%
20,083
– –
LMNR icon
1029
Limoneira
LMNR
$230M
$48K ﹤0.01%
3,676
+222
+6% +$3.99K
OXSQ icon
1030
Oxford Square Capital
OXSQ
$136M
$48K ﹤0.01%
18,864
-3,000
-14% -$14.9K
KOS icon
1031
Kosmos Energy
KOS
$1.7B
$47K ﹤0.01%
+52,175
New +$207K
REFR icon
1032
Research Frontiers
REFR
$13.5M
$47K ﹤0.01%
20,000
– –
CHK.PRD
1033
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$45K ﹤0.01%
10,338
-200
-2% -$2.87K
HIO
1034
Western Asset High Income Opportunity Fund
HIO
$323M
$43K ﹤0.01%
10,245
-1,000
-9% -$4.8K
VRNS icon
1035
Varonis Systems
VRNS
$5.4B
$42K ﹤0.01%
1,965
– –
MRCY icon
1036
Mercury Systems
MRCY
$5.21B
$39K ﹤0.01%
541
-290
-35% -$22K
ECHO
1037
DELISTED
Echo Global Logistics, Inc.
ECHO
$39K ﹤0.01%
2,289
+411
+22% +$8.01K
MNK
1038
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$38K ﹤0.01%
+19,007
New +$72K
BDSI
1039
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$38K ﹤0.01%
10,000
– –
BKD icon
1040
Brookdale Senior Living
BKD
$2.8B
$37K ﹤0.01%
11,768
-1,603
-12% -$9.34K
RRC icon
1041
Range Resources
RRC
$9.1B
$33K ﹤0.01%
14,625
+1,275
+10% +$4.06K
ELVT
1042
DELISTED
Elevate Credit, Inc.
ELVT
$32K ﹤0.01%
31,000
– –
GARS
1043
DELISTED
Garrison Capital Inc.
GARS
$31K ﹤0.01%
17,995
+2,346
+15% +$12K
ORC
1044
Orchid Island Capital
ORC
$1.19B
$30K ﹤0.01%
2,000
– –
ENLC
1045
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$29K ﹤0.01%
26,065
-2,200
-8% -$8.65K
TEAM icon
1046
Atlassian
TEAM
$47.9B
$28K ﹤0.01%
+16,000
New +$2.24M
QLYS icon
1047
Qualys
QLYS
$6.28B
$26K ﹤0.01%
301
+158
+110% +$13.3K
PE
1048
DELISTED
PARSLEY ENERGY INC
PE
$25K ﹤0.01%
4,343
-3,399
-44% -$45.9K
SWN
1049
DELISTED
Southwestern Energy Company
SWN
$22K ﹤0.01%
12,832
-1,000
-7% -$1.74K
PODD icon
1050
Insulet
PODD
$9.82B
$18K ﹤0.01%
108
– –
40 41
42
43 44

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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, up from 44% a quarter earlier, followed by Financials and Technology.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.