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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.64%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.77B
AUM Growth
+$228M
Cap. Flow
-$13.5M
Cap. Flow %
-0.28%
Top 10 Hldgs %
18.87%
Holding
1,226
New
80
Increased
413
Reduced
589
Closed
82

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$40.3M
2
GBDC icon
Golub Capital BDC
GBDC
+$19.7M
3
MAR icon
Marriott International
MAR
+$10M
4
AAPL icon
Apple
AAPL
+$9.85M
5
TFC icon
Truist Financial
TFC
+$8.89M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$21.4M
2
DXPE icon
DXP Enterprises
DXPE
+$20.8M
3
STI
SunTrust Banks, Inc.
STI
+$8.16M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$5M
5
CNP icon
CenterPoint Energy
CNP
+$4.37M

Sector Composition

Rank Sector Weight
1 Financials 9.56%
2 Technology 7.61%
3 Healthcare 6.87%
4 Consumer Staples 5.89%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSTM icon
1026
HealthStream
HSTM
$793M
$168K ﹤0.01%
6,178
-2,926
-32% -$80.5K
MNRO icon
1027
Monro
MNRO
$525M
$167K ﹤0.01%
2,141
-4,083
-66% -$308K
ELGX
1028
DELISTED
Endologix Inc
ELGX
$166K ﹤0.01%
105,046
-18,046
-15% -$50.5K
MANH icon
1029
Manhattan Associates
MANH
$8.97B
$164K ﹤0.01%
2,059
-4,840
-70% -$385K
MMS icon
1030
Maximus
MMS
$3.14B
$164K ﹤0.01%
2,200
-4,019
-65% -$302K
RQI icon
1031
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$163K ﹤0.01%
10,968
+8
+0.1% +$120
AFT
1032
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$162K ﹤0.01%
+10,690
New +$158K
CTT
1033
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$162K ﹤0.01%
14,086
-12,184
-46% -$139K
MUA icon
1034
BlackRock MuniAssets Fund
MUA
$527M
$159K ﹤0.01%
10,487
+52
+0.5% +$797
STEW
1035
SRH Total Return Fund
STEW
$1.75B
$154K ﹤0.01%
13,083
– –
LGF.B
1036
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$154K ﹤0.01%
+15,503
New +$134K
IMGN
1037
DELISTED
Immunogen Inc
IMGN
$151K ﹤0.01%
29,583
+1,781
+6% +$6.04K
FLEX icon
1038
Flex
FLEX
$43.4B
$149K ﹤0.01%
+15,623
New +$135K
PE
1039
DELISTED
PARSLEY ENERGY INC
PE
$146K ﹤0.01%
7,742
+6
+0.1% +$99
PRO
1040
DELISTED
PROS Holdings
PRO
$145K ﹤0.01%
2,412
+81
+3% +$4.67K
GWRE icon
1041
Guidewire Software
GWRE
$11.5B
$140K ﹤0.01%
1,275
-4,237
-77% -$474K
ELVT
1042
DELISTED
Elevate Credit, Inc.
ELVT
$138K ﹤0.01%
31,000
– –
QGEN icon
1043
Qiagen
QGEN
$8.53B
$137K ﹤0.01%
3,810
-4,109
-52% -$153K
CGNX icon
1044
Cognex
CGNX
$10.3B
$136K ﹤0.01%
2,433
– –
ICMB icon
1045
Investcorp Credit Management BDC
ICMB
$11.3M
$134K ﹤0.01%
20,083
-1,007
-5% -$6.83K
UBS icon
1046
UBS Group
UBS
$170B
$132K ﹤0.01%
10,485
-1,058
-9% -$12.6K
CLB icon
1047
Core Laboratories
CLB
$538M
$130K ﹤0.01%
3,451
-3,497
-50% -$157K
PFLT icon
1048
PennantPark Floating Rate Capital
PFLT
$681M
$130K ﹤0.01%
10,697
-300
-3% -$3.56K
DBX icon
1049
Dropbox
DBX
$6.81B
$125K ﹤0.01%
7,000
-4,750
-40% -$89.5K
ACHC icon
1050
Acadia Healthcare
ACHC
$3.17B
$122K ﹤0.01%
3,676
-7,684
-68% -$241K
40 41
42
43 44

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Stephens Inc's Q4 2019 Portfolio in Review

As of Q4 2019, Stephens Inc held 1,226 positions worth $4.77B, up 5% from $4.55B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2019 filing shows 80 new, 413 increased, 589 reduced and 82 closed positions. Its largest new stake was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M. The largest sale was Invesco Senior Loan ETF, an estimated $21.4M.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 8.7% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q4 2019 buy was iShares Expanded Tech Sector ETF: 201,402 shares worth $8.13M.
  • Stephens Inc added most to Coca-Cola in Q4 2019, an estimated $40.3M increase.
  • Stephens Inc's biggest Q4 2019 reduction was Invesco Senior Loan ETF, cutting an estimated $21.4M.
  • Stephens Inc fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $8.16M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.77B portfolio in Q4 2019.
  • Stephens Inc opened 80 new positions and closed 82 in Q4 2019.
  • Stephens Inc's portfolio value rose 5% quarter-over-quarter to $4.77B.

Based on Stephens Inc's 13F filing for Q4 2019, filed 14 Feb 2020.