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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG
1001
Flagstar Bank National Association
FLG
$5.77B
$205K ﹤0.01%
7,933
+157
+2% +$4.2K
EMO
1002
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$204K ﹤0.01%
7,144
-1,493
-17% -$43K
ITT icon
1003
ITT
ITT
$17.5B
$204K ﹤0.01%
+2,519
New +$195K
COPX icon
1004
Global X Copper Miners ETF NEW
COPX
$7.13B
$204K ﹤0.01%
+5,760
New +$189K
DWAS icon
1005
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$204K ﹤0.01%
+2,800
New +$208K
CHEF icon
1006
Chefs' Warehouse
CHEF
$3.87B
$204K ﹤0.01%
6,120
+1,500
+32% +$52.2K
RVT icon
1007
Royce Value Trust
RVT
$2.21B
$203K ﹤0.01%
15,338
-1,439
-9% -$19.8K
SRPT icon
1008
Sarepta Therapeutics
SRPT
$1.66B
$202K ﹤0.01%
+1,562
New +$181K
MSCI icon
1009
MSCI
MSCI
$40B
$202K ﹤0.01%
435
-122
-22% -$56.8K
HQL
1010
abrdn Life Sciences Investors
HQL
$585M
$198K ﹤0.01%
13,925
-77,220
-85% -$1.12M
UBS icon
1011
UBS Group
UBS
$170B
$196K ﹤0.01%
10,518
– –
BOX icon
1012
Box
BOX
$4.02B
$196K ﹤0.01%
6,302
-109
-2% -$3.11K
SWN
1013
DELISTED
Southwestern Energy Company
SWN
$191K ﹤0.01%
32,662
+92
+0.3% +$605
HST icon
1014
Host Hotels & Resorts
HST
$16.8B
$190K ﹤0.01%
11,842
-558
-5% -$9.76K
NFJ
1015
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$190K ﹤0.01%
16,838
+4,188
+33% +$47.5K
RITM icon
1016
Rithm Capital
RITM
$5.09B
$190K ﹤0.01%
23,195
+240
+1% +$2K
SMFG icon
1017
Sumitomo Mitsui Financial
SMFG
$166B
$183K ﹤0.01%
22,804
+4,356
+24% +$27.7K
VNOM icon
1018
Viper Energy
VNOM
$8.81B
$182K ﹤0.01%
5,713
+5,213
+1,043% +$168K
HSIC icon
1019
Henry Schein
HSIC
$9.74B
$180K ﹤0.01%
2,253
-3
-0.1% -$227
DOLE icon
1020
Dole
DOLE
$1.35B
$176K ﹤0.01%
18,274
-2,483
-12% -$22.6K
NOA
1021
North American Construction
NOA
$377M
$176K ﹤0.01%
13,139
-1,789
-12% -$22.1K
BCS icon
1022
Barclays
BCS
$94.1B
$173K ﹤0.01%
22,141
+857
+4% +$6.25K
UNIT
1023
Uniti Group
UNIT
$2.63B
$173K ﹤0.01%
31,224
+130
+0.4% +$893
FIVE icon
1024
Five Below
FIVE
$11.2B
$172K ﹤0.01%
971
– –
MRCC
1025
DELISTED
Monroe Capital Corp
MRCC
$170K ﹤0.01%
19,919
-4,898
-20% -$40.2K
39 40
41
42 43

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MT
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CMTU
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FMI
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MAM
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FIA
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AIM
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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.