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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
1001
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$220K ﹤0.01%
+4,876
New +$232K
NFE icon
1002
New Fortress Energy
NFE
$101M
$219K ﹤0.01%
+5,000
New +$251K
SITE icon
1003
SiteOne Landscape Supply
SITE
$4.43B
$218K ﹤0.01%
2,091
-72
-3% -$9.02K
EMO
1004
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$216K ﹤0.01%
8,637
+7
+0.1% +$190
KIO
1005
KKR Income Opportunities Fund
KIO
$450M
$216K ﹤0.01%
18,903
– –
MMS icon
1006
Maximus
MMS
$3.14B
$216K ﹤0.01%
3,731
-47
-1% -$2.93K
UNIT
1007
Uniti Group
UNIT
$2.63B
$216K ﹤0.01%
31,094
-1,059
-3% -$9.84K
DXC icon
1008
DXC Technology
DXC
$1.63B
$215K ﹤0.01%
8,768
-2,851
-25% -$78.4K
SHYG icon
1009
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$215K ﹤0.01%
5,384
-9,165
-63% -$379K
TWOU
1010
DELISTED
2U Inc
TWOU
$215K ﹤0.01%
1,145
– –
HOLX
1011
DELISTED
Hologic
HOLX
$214K ﹤0.01%
3,321
+455
+16% +$31.5K
LNG icon
1012
Cheniere Energy
LNG
$56.5B
$214K ﹤0.01%
+1,291
New +$196K
AAL icon
1013
American Airlines Group
AAL
$9.58B
$213K ﹤0.01%
17,699
-1,400
-7% -$19.5K
IAK icon
1014
iShares US Insurance ETF
IAK
$511M
$213K ﹤0.01%
2,689
+15
+0.6% +$1.25K
CET
1015
Central Securities Corp
CET
$1.54B
$212K ﹤0.01%
6,275
+100
+2% +$3.61K
VOOG icon
1016
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$212K ﹤0.01%
6,090
– –
RVT icon
1017
Royce Value Trust
RVT
$2.21B
$211K ﹤0.01%
16,777
+269
+2% +$3.99K
CNNE icon
1018
Cannae Holdings
CNNE
$647M
$210K ﹤0.01%
10,181
-864
-8% -$18.6K
CNOB icon
1019
Center Bancorp
CNOB
$1.63B
$210K ﹤0.01%
9,119
+9
+0.1% +$230
CLFD icon
1020
Clearfield
CLFD
$421M
$209K ﹤0.01%
+2,000
New +$195K
ROST icon
1021
Ross Stores
ROST
$76.6B
$209K ﹤0.01%
2,481
-1,383
-36% -$117K
SNA icon
1022
Snap-on
SNA
$20.9B
$209K ﹤0.01%
1,040
-19
-2% -$4.1K
IEFA icon
1023
iShares Core MSCI EAFE ETF
IEFA
$186B
$207K ﹤0.01%
3,922
-25
-0.6% -$1.47K
BSX.PRA
1024
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$206K ﹤0.01%
2,035
– –
VTR icon
1025
Ventas
VTR
$48.9B
$205K ﹤0.01%
5,104
-382
-7% -$18.8K
39 40
41
42 43

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MAM
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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.