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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSXMA
1001
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$237K 0.01%
7,887
-95
-1% -$2.78K
ASA
1002
ASA Gold and Precious Metals
ASA
$954M
$236K 0.01%
19,625
-7,775
-28% -$97.3K
DOCU
1003
DocuSign
DOCU
$9.53B
$236K 0.01%
3,817
-231
-6% -$12.1K
HSTM icon
1004
HealthStream
HSTM
$789M
$236K 0.01%
9,104
-4,440
-33% -$119K
IYJ icon
1005
iShares US Industrials ETF
IYJ
$1.98B
$236K 0.01%
2,976
– –
WSM icon
1006
Williams-Sonoma
WSM
$26.4B
$236K 0.01%
6,942
+580
+9% +$19.2K
GPK icon
1007
Graphic Packaging
GPK
$3.26B
$234K 0.01%
15,849
– –
MAT icon
1008
Mattel
MAT
$4.15B
$234K 0.01%
20,535
-23,580
-53% -$270K
CI icon
1009
Cigna
CI
$76.2B
$233K 0.01%
1,536
-2,519
-62% -$410K
CIEN icon
1010
Ciena
CIEN
$55.5B
$233K 0.01%
+5,952
New +$250K
LBRDK icon
1011
Liberty Broadband Class C
LBRDK
$4.18B
$232K 0.01%
2,218
-102
-4% -$10.6K
OC icon
1012
Owens Corning
OC
$11.5B
$232K 0.01%
3,677
-1,550
-30% -$88.7K
AOS icon
1013
A.O. Smith
AOS
$8.36B
$231K 0.01%
4,838
-2,225
-32% -$103K
HACK icon
1014
Amplify Cybersecurity ETF
HACK
$2.64B
$231K 0.01%
6,184
-69,174
-92% -$2.71M
DGRW icon
1015
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$230K 0.01%
5,107
+512
+11% +$22.7K
FGD icon
1016
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$230K 0.01%
10,052
+132
+1% +$2.98K
SPYG icon
1017
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
$228K 0.01%
+5,853
New +$229K
CDC icon
1018
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$743M
$226K 0.01%
4,855
– –
ADUS icon
1019
Addus HomeCare
ADUS
$2.14B
$222K ﹤0.01%
+2,800
New +$227K
GATX icon
1020
GATX Corp
GATX
$6.57B
$222K ﹤0.01%
2,866
-230
-7% -$17.6K
TRN icon
1021
Trinity Industries
TRN
$2.97B
$220K ﹤0.01%
11,162
+656
+6% +$12.4K
CHD icon
1022
Church & Dwight Co
CHD
$23B
$219K ﹤0.01%
+2,917
New +$221K
BIO icon
1023
Bio-Rad Laboratories Class A
BIO
$8.42B
$218K ﹤0.01%
+654
New +$213K
CSL icon
1024
Carlisle Companies
CSL
$13.6B
$218K ﹤0.01%
1,499
-15
-1% -$2.11K
KSS icon
1025
Kohl's
KSS
$2.08B
$218K ﹤0.01%
4,388
-14,950
-77% -$733K
39 40
41
42 43

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.