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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-12.17%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$3.52B
AUM Growth
-$495M
Cap. Flow
+$41.3M
Cap. Flow %
1.17%
Top 10 Hldgs %
17.26%
Holding
1,237
New
79
Increased
487
Reduced
483
Closed
131

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$51.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.7M
3
VO icon
Vanguard Mid-Cap ETF
VO
+$12.4M
4
ET icon
Energy Transfer Partners
ET
+$12M
5
VB icon
Vanguard Small-Cap ETF
VB
+$11.8M

Top Sells

Rank Stock Value
1
ETP
Energy Transfer Partners, L.P.
ETP
+$16M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$6.2M
3
LL
LL Flooring Holdings, Inc.
LL
+$6.06M
4
PX
Praxair Inc
PX
+$5.1M
5
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$5.03M

Sector Composition

Rank Sector Weight
1 Financials 8.27%
2 Healthcare 7.68%
3 Technology 7.6%
4 Industrials 6.05%
5 Consumer Staples 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMU
1001
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$176K 0.01%
12,595
-1,520
-11% -$24.2K
PTC icon
1002
PTC
PTC
$13.7B
$174K ﹤0.01%
2,103
-37
-2% -$3.25K
ECHO
1003
DELISTED
Echo Global Logistics, Inc.
ECHO
$174K ﹤0.01%
8,553
+304
+4% +$7.58K
GARS
1004
DELISTED
Garrison Capital Inc.
GARS
$172K ﹤0.01%
26,809
+4,395
+20% +$33.4K
OVV icon
1005
Ovintiv
OVV
$17.5B
$170K ﹤0.01%
5,883
+1,734
+42% +$74.8K
WFT
1006
DELISTED
Weatherford International plc
WFT
$165K ﹤0.01%
295,308
+46,329
+19% +$60.5K
CTRA
1007
DELISTED
Coterra Energy
CTRA
$164K ﹤0.01%
7,320
+6,000
+455% +$145K
SMFG icon
1008
Sumitomo Mitsui Financial
SMFG
$166B
$164K ﹤0.01%
25,196
+847
+3% +$6.32K
DBE icon
1009
Invesco DB Energy Fund
DBE
$93.4M
$163K ﹤0.01%
13,104
-29,105
-69% -$449K
LGI
1010
Lazard Global Total Return & Income Fund
LGI
$235M
$163K ﹤0.01%
+11,959
New +$185K
MIME
1011
DELISTED
Mimecast Limited
MIME
$163K ﹤0.01%
4,850
– –
BBDC icon
1012
Barings BDC
BBDC
$862M
$162K ﹤0.01%
17,967
-5,422
-23% -$53.5K
GLQ
1013
Clough Global Equity Fund
GLQ
$154M
$160K ﹤0.01%
14,730
-770
-5% -$9.88K
MRCY icon
1014
Mercury Systems
MRCY
$6.2B
$160K ﹤0.01%
3,388
+711
+27% +$34.7K
SLAB icon
1015
Silicon Laboratories
SLAB
$7.15B
$159K ﹤0.01%
2,015
+653
+48% +$54.3K
EXPE icon
1016
Expedia Group
EXPE
$31.2B
$158K ﹤0.01%
1,405
+23
+2% +$2.75K
OXSQ icon
1017
Oxford Square Capital
OXSQ
$151M
$157K ﹤0.01%
24,198
+3,013
+14% +$19.8K
AFT
1018
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$155K ﹤0.01%
10,785
-5,530
-34% -$83.7K
GG
1019
DELISTED
Goldcorp Inc
GG
$152K ﹤0.01%
15,556
+1,779
+13% +$17.3K
PGEN icon
1020
Precigen
PGEN
$1.93B
$151K ﹤0.01%
23,072
-76,208
-77% -$854K
MRO
1021
DELISTED
Marathon Oil Corporation
MRO
$148K ﹤0.01%
10,325
– –
FCRD
1022
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$145K ﹤0.01%
23,850
– –
USO icon
1023
United States Oil Fund
USO
$2.45B
$140K ﹤0.01%
+1,810
New +$182K
IMGN
1024
DELISTED
Immunogen Inc
IMGN
$140K ﹤0.01%
29,233
+707
+2% +$4.29K
ELVT
1025
DELISTED
Elevate Credit, Inc.
ELVT
$139K ﹤0.01%
31,000
+13,000
+72% +$68.2K
39 40
41
42 43

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Stephens Inc's Q4 2018 Portfolio in Review

As of Q4 2018, Stephens Inc held 1,237 positions worth $3.52B, down 12% from $4.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc's Q4 2018 filing shows 79 new, 487 increased, 483 reduced and 131 closed positions. Its largest new stake was Linde: 30,949 shares worth $4.83M. The largest sale was Energy Transfer Partners, L.P., an estimated $16M.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, down from 8.6% a quarter earlier, followed by Healthcare and Technology.

  • Stephens Inc's largest Q4 2018 buy was Linde: 30,949 shares worth $4.83M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q4 2018, an estimated $51.7M increase.
  • Stephens Inc's biggest Q4 2018 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $6.2M.
  • Stephens Inc fully exited Energy Transfer Partners, L.P. in Q4 2018, selling an estimated $16M.
  • Stephens Inc's ten largest holdings make up 17% of its $3.52B portfolio in Q4 2018.
  • Stephens Inc opened 79 new positions and closed 131 in Q4 2018.
  • Stephens Inc's portfolio value fell 12% quarter-over-quarter to $3.52B.

Based on Stephens Inc's 13F filing for Q4 2018, filed 11 Feb 2019.