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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QLTA icon
976
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.26B
$237K ﹤0.01%
5,261
– –
TTI icon
977
TETRA Technologies
TTI
$1.23B
$237K ﹤0.01%
+37,161
New +$191K
GWRE icon
978
Guidewire Software
GWRE
$11.5B
$236K ﹤0.01%
2,617
-155
-6% -$12.9K
IHF icon
979
iShares US Healthcare Providers ETF
IHF
$1.18B
$235K ﹤0.01%
4,775
-65
-1% -$3.3K
PGF icon
980
Invesco Financial Preferred ETF
PGF
$676M
$235K ﹤0.01%
16,716
-4,204
-20% -$59.9K
KBR icon
981
KBR
KBR
$4.68B
$235K ﹤0.01%
3,982
+2
+0.1% +$123
HALO icon
982
Halozyme
HALO
$9.72B
$234K ﹤0.01%
6,130
+255
+4% +$10.4K
CIEN icon
983
Ciena
CIEN
$55.3B
$234K ﹤0.01%
+4,950
New +$218K
ARKG icon
984
ARK Genomic Revolution ETF
ARKG
$1.51B
$233K ﹤0.01%
8,377
-457
-5% -$14.9K
RDNT icon
985
RadNet
RDNT
$4.84B
$233K ﹤0.01%
8,276
-349
-4% -$10.9K
NFG icon
986
National Fuel Gas
NFG
$7.84B
$232K ﹤0.01%
+4,475
New +$236K
NFJ
987
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$232K ﹤0.01%
20,492
+1,795
+10% +$22K
VIOV icon
988
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$231K ﹤0.01%
2,996
– –
EMO
989
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$230K ﹤0.01%
7,267
+8
+0.1% +$251
DOC icon
990
Healthpeak Properties
DOC
$15.4B
$230K ﹤0.01%
12,524
+1,165
+10% +$23.9K
VNOM icon
991
Viper Energy
VNOM
$8.81B
$230K ﹤0.01%
8,236
+2,490
+43% +$68.6K
WRK
992
DELISTED
WestRock Company
WRK
$228K ﹤0.01%
+6,382
New +$209K
WMG icon
993
Warner Music
WMG
$13.8B
$228K ﹤0.01%
7,264
-157
-2% -$4.92K
GSIG
994
DELISTED
Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF
GSIG
$228K ﹤0.01%
5,000
-19,960
-80% -$915K
DBRG icon
995
DigitalBridge
DBRG
$2.94B
$227K ﹤0.01%
+12,904
New +$213K
ENPH icon
996
Enphase Energy
ENPH
$4.84B
$226K ﹤0.01%
+1,882
New +$268K
KIO
997
KKR Income Opportunities Fund
KIO
$450M
$226K ﹤0.01%
18,903
– –
HBI
998
DELISTED
Hanesbrands
HBI
$222K ﹤0.01%
55,994
-420
-0.7% -$2.03K
HNVR icon
999
Hanover Bancorp
HNVR
$179M
$221K ﹤0.01%
12,239
+20
+0.2% +$363
OGN icon
1000
Organon & Co
OGN
$3.55B
$221K ﹤0.01%
12,711
-2,417
-16% -$50.4K
38 39
40
41 42

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.