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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTR
976
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$360K 0.01%
14,997
-581
-4% -$13.7K
ETY icon
977
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$359K 0.01%
25,705
+24
+0.1% +$344
FTAI icon
978
FTAI Aviation
FTAI
$22.2B
$358K 0.01%
16,518
+601
+4% +$14.4K
SLG icon
979
SL Green Realty
SLG
$3.88B
$357K 0.01%
5,046
+553
+12% +$40.4K
ON icon
980
ON Semiconductor
ON
$33.8B
$356K 0.01%
7,778
-4
-0.1% -$171
PWV icon
981
Invesco Large Cap Value ETF
PWV
$1.66B
$354K 0.01%
7,963
+33
+0.4% +$1.48K
PPLI
982
People Inc
PPLI
$3.1B
$353K 0.01%
3,301
-1,129
-25% -$124K
HEI.A icon
983
HEICO Corp Class A
HEI.A
$35.4B
$351K 0.01%
2,965
+174
+6% +$20.8K
FTNT icon
984
Fortinet
FTNT
$112B
$350K 0.01%
6,000
-4,140
-41% -$240K
TDF
985
Templeton Dragon Fund
TDF
$268M
$350K 0.01%
19,454
+463
+2% +$9.54K
MRCC
986
DELISTED
Monroe Capital Corp
MRCC
$345K 0.01%
33,221
-458
-1% -$4.94K
QAI icon
987
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$345K 0.01%
10,847
– –
VFF icon
988
Village Farms International
VFF
$235M
$345K 0.01%
41,400
+16,100
+64% +$151K
VSDA icon
989
VictoryShares Dividend Accelerator ETF
VSDA
$244M
$345K 0.01%
7,989
+21
+0.3% +$947
HACK icon
990
Amplify Cybersecurity ETF
HACK
$2.63B
$344K 0.01%
5,648
-1,810
-24% -$113K
HOLX
991
DELISTED
Hologic
HOLX
$344K 0.01%
4,666
+8
+0.2% +$600
TAN icon
992
Invesco Solar ETF
TAN
$1.47B
$344K 0.01%
4,299
+20
+0.5% +$1.68K
QVCGA
993
DELISTED
QVC Group Inc Series A
QVCGA
$344K 0.01%
676
-134
-17% -$75.4K
KIO
994
KKR Income Opportunities Fund
KIO
$450M
$343K 0.01%
20,955
– –
PJUL icon
995
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$342K 0.01%
+11,492
New +$344K
ACHC icon
996
Acadia Healthcare
ACHC
$3.17B
$340K 0.01%
5,327
-141
-3% -$8.9K
CGNX icon
997
Cognex
CGNX
$10.3B
$340K 0.01%
4,244
+214
+5% +$18.4K
HXL icon
998
Hexcel
HXL
$8.32B
$340K 0.01%
5,719
+142
+3% +$8.19K
HR
999
DELISTED
Healthcare Realty Trust Incorporated
HR
$340K 0.01%
11,411
-1,463
-11% -$44.8K
CSR
1000
Centerspace
CSR
$936M
$336K 0.01%
3,555
-479
-12% -$45.1K
38 39
40
41 42

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.