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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAI icon
976
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$252K 0.01%
3,920
+12
+0.3% +$774
GBIL icon
977
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$251K 0.01%
+2,500
New +$251K
KNX icon
978
Knight Transportation
KNX
$12B
$251K 0.01%
6,923
-4,518
-39% -$157K
TRI icon
979
Thomson Reuters
TRI
$39.2B
$250K 0.01%
+3,543
New +$252K
VIS icon
980
Vanguard Industrials ETF
VIS
$8.27B
$250K 0.01%
1,713
+13
+0.8% +$1.88K
VSM
981
DELISTED
Versum Materials, Inc.
VSM
$249K 0.01%
4,698
+31
+0.7% +$1.61K
AMED
982
DELISTED
Amedisys
AMED
$246K 0.01%
1,874
-15
-0.8% -$1.95K
BL icon
983
BlackLine
BL
$1.68B
$245K 0.01%
5,126
-21
-0.4% -$1.04K
BXMT icon
984
Blackstone Mortgage Trust
BXMT
$2.83B
$245K 0.01%
6,821
-815
-11% -$29K
FRPT icon
985
Freshpet
FRPT
$2.82B
$245K 0.01%
4,917
-1,772
-26% -$81K
ICVT icon
986
iShares Convertible Bond ETF
ICVT
$7.27B
$245K 0.01%
4,215
-500
-11% -$29.8K
HSIC icon
987
Henry Schein
HSIC
$9.74B
$244K 0.01%
3,842
-1,331
-26% -$86K
WWD icon
988
Woodward
WWD
$25B
$244K 0.01%
2,261
– –
SRE icon
989
Sempra
SRE
$60.9B
$243K 0.01%
3,296
+80
+2% +$5.6K
BGT icon
990
BlackRock Floating Rate Income Trust
BGT
$321M
$242K 0.01%
19,730
– –
SDY icon
991
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$242K 0.01%
2,363
-674
-22% -$68K
VST icon
992
Vistra
VST
$55.9B
$242K 0.01%
+9,071
New +$216K
ACIW icon
993
ACI Worldwide
ACIW
$5.72B
$241K 0.01%
7,686
-2,819
-27% -$89.4K
ARW icon
994
Arrow Electronics
ARW
$10.9B
$241K 0.01%
3,226
– –
ROP icon
995
Roper Technologies
ROP
$36.3B
$241K 0.01%
675
+175
+35% +$63.6K
DEM icon
996
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.89B
$239K 0.01%
5,775
-104
-2% -$4.45K
BCX icon
997
BlackRock Resources & Commodities Strategy Trust
BCX
$900M
$237K 0.01%
31,721
-1,083
-3% -$8.33K
DBX icon
998
Dropbox
DBX
$6.83B
$237K 0.01%
11,750
-4,325
-27% -$92.2K
GLQ
999
Clough Global Equity Fund
GLQ
$155M
$237K 0.01%
20,631
-2,220
-10% -$26.9K
VOOG icon
1000
Vanguard S&P 500 Growth ETF
VOOG
$25.5B
$237K 0.01%
8,802
-216
-2% -$5.85K
38 39
40
41 42

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.