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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
76
Adobe
ADBE
$89.5B
$16.5M 0.32%
32,454
-12,918
-28% -$6.78M
PFE icon
77
Pfizer
PFE
$140B
$16.5M 0.32%
496,767
-16,718
-3% -$591K
LLY icon
78
Eli Lilly
LLY
$1.07T
$16.1M 0.31%
30,016
+384
+1% +$198K
CMCSA icon
79
Comcast
CMCSA
$79.1B
$16M 0.31%
360,664
-16,328
-4% -$729K
MDT icon
80
Medtronic
MDT
$107B
$15.7M 0.3%
200,729
+9,009
+5% +$754K
HD icon
81
Home Depot
HD
$332B
$15.3M 0.29%
50,598
+1,232
+2% +$396K
META icon
82
Meta Platforms (Facebook)
META
$1.51T
$15.3M 0.29%
50,880
-12,528
-20% -$3.77M
USRT icon
83
iShares Core US REIT ETF
USRT
$4.74B
$15.3M 0.29%
+323,729
New +$16.6M
BIV icon
84
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$15M 0.29%
207,340
+43,115
+26% +$3.19M
VOO icon
85
Vanguard S&P 500 ETF
VOO
$968B
$14.5M 0.28%
37,001
-810
-2% -$331K
ET icon
86
Energy Transfer Partners
ET
$70.1B
$14.5M 0.28%
1,035,609
+32,782
+3% +$435K
LRCX icon
87
Lam Research
LRCX
$382B
$14.4M 0.28%
230,280
+11,680
+5% +$767K
PAYX icon
88
Paychex
PAYX
$40.4B
$14.1M 0.27%
122,519
+10,960
+10% +$1.32M
APH icon
89
Amphenol
APH
$188B
$14M 0.27%
333,754
-24,116
-7% -$1.04M
BA icon
90
Boeing
BA
$165B
$13.9M 0.27%
72,652
-16,486
-18% -$3.61M
IGIB icon
91
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$13.7M 0.26%
281,357
+99,372
+55% +$4.95M
PG icon
92
Procter & Gamble
PG
$343B
$13.6M 0.26%
92,969
-3,677
-4% -$562K
VB icon
93
Vanguard Small-Cap ETF
VB
$79.5B
$13.5M 0.26%
71,186
-4,674
-6% -$931K
AMGN icon
94
Amgen
AMGN
$203B
$13.4M 0.26%
49,750
-2,242
-4% -$560K
APD icon
95
Air Products & Chemicals
APD
$66.3B
$12.9M 0.25%
45,665
-8,066
-15% -$2.37M
BUFG icon
96
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
$12.9M 0.25%
+657,376
New +$13.3M
DUK icon
97
Duke Energy
DUK
$102B
$12.9M 0.25%
146,269
+1,387
+1% +$127K
MLM icon
98
Martin Marietta Materials
MLM
$33.6B
$12.8M 0.25%
31,166
+815
+3% +$360K
INTC icon
99
Intel
INTC
$466B
$12.8M 0.25%
359,478
-59,004
-14% -$2.06M
PDEC icon
100
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$12.7M 0.24%
392,508
-45,485
-10% -$1.52M
2 3
4
5 6

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.