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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.21B
AUM Growth
+$332M
Cap. Flow
+$109M
Cap. Flow %
2.09%
Top 10 Hldgs %
18.22%
Holding
1,261
New
91
Increased
518
Reduced
451
Closed
70

Top Buys

Rank Stock Value
1
FSIG icon
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
+$29M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.4M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$20.4M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.2M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$17.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18.4M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$17M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$16.4M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$15.6M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$15.4M

Sector Composition

Rank Sector Weight
1 Technology 11.78%
2 Financials 9.06%
3 Healthcare 7.9%
4 Consumer Discretionary 6.19%
5 Industrials 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
76
iShares Russell 1000 ETF
IWB
$47.9B
$17.3M 0.33%
76,611
-679
-0.9% -$149K
CAT icon
77
Caterpillar
CAT
$387B
$16.9M 0.32%
73,754
-3,831
-5% -$926K
VHT icon
78
Vanguard Health Care ETF
VHT
$18.6B
$16.7M 0.32%
69,981
+6,600
+10% +$1.59M
ABT icon
79
Abbott
ABT
$187B
$16.4M 0.31%
161,587
-2,468
-2% -$261K
FDX icon
80
FedEx
FDX
$74B
$15.9M 0.31%
69,637
-17,851
-20% -$3.62M
APD icon
81
Air Products & Chemicals
APD
$65.2B
$15.8M 0.3%
55,049
+279
+0.5% +$81.4K
MDT icon
82
Medtronic
MDT
$111B
$15.5M 0.3%
192,035
-22,347
-10% -$1.82M
VO icon
83
Vanguard Mid-Cap ETF
VO
$107B
$15.1M 0.29%
286,912
+10,832
+4% +$576K
CMCSA icon
84
Comcast
CMCSA
$85.8B
$14.8M 0.28%
391,641
+32,119
+9% +$1.21M
PDEC icon
85
Innovator US Equity Power Buffer ETF December
PDEC
$980M
$14.8M 0.28%
471,823
+19,815
+4% +$610K
HD icon
86
Home Depot
HD
$343B
$14.8M 0.28%
50,230
-2,048
-4% -$628K
APH icon
87
Amphenol
APH
$177B
$14.8M 0.28%
361,168
+13,702
+4% +$541K
PG icon
88
Procter & Gamble
PG
$347B
$14.7M 0.28%
98,792
+526
+0.5% +$75.2K
VOO icon
89
Vanguard S&P 500 ETF
VOO
$971B
$14.5M 0.28%
38,598
+329
+0.9% +$121K
POCT icon
90
Innovator US Equity Power Buffer ETF October
POCT
$959M
$14.4M 0.28%
455,171
+450
+0.1% +$14K
VB icon
91
Vanguard Small-Cap ETF
VB
$80.2B
$14.3M 0.27%
75,270
-88
-0.1% -$17.1K
MOAT icon
92
VanEck Morningstar Wide Moat ETF
MOAT
$11.9B
$14M 0.27%
189,531
+9,450
+5% +$671K
ETN icon
93
Eaton
ETN
$150B
$13.8M 0.26%
80,542
-4,226
-5% -$704K
NOW icon
94
ServiceNow
NOW
$114B
$13.5M 0.26%
144,735
+95
+0.1% +$8.27K
NFLX icon
95
Netflix
NFLX
$301B
$13.3M 0.26%
384,940
+6,960
+2% +$230K
DUK icon
96
Duke Energy
DUK
$101B
$13.2M 0.25%
137,078
+31,610
+30% +$3.12M
STIP icon
97
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$13.2M 0.25%
132,990
-97,136
-42% -$9.49M
EFA icon
98
iShares MSCI EAFE ETF
EFA
$76.8B
$12.9M 0.25%
180,799
+8,441
+5% +$590K
META icon
99
Meta Platforms (Facebook)
META
$1.51T
$12.7M 0.24%
60,151
+7,428
+14% +$1.27M
MMM icon
100
3M
MMM
$94.1B
$12.6M 0.24%
143,873
-2,578
-2% -$243K
2 3
4
5 6

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Stephens Inc's Q1 2023 Portfolio in Review

As of Q1 2023, Stephens Inc held 1,261 positions worth $5.21B, up 6.8% from $4.88B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q1 2023 filing shows 91 new, 518 increased, 451 reduced and 70 closed positions. Its largest new stake was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $18.4M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q1 2023 buy was First Trust Limited Duration Investment Grade Corporate ETF: 1,548,850 shares worth $29.2M.
  • Stephens Inc added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2023, an estimated $24.4M increase.
  • Stephens Inc's biggest Q1 2023 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $18.4M.
  • Stephens Inc fully exited iShares 0-5 Year Investment Grade Corporate Bond ETF in Q1 2023, selling an estimated $6.19M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.21B portfolio in Q1 2023.
  • Stephens Inc opened 91 new positions and closed 70 in Q1 2023.
  • Stephens Inc's portfolio value rose 6.8% quarter-over-quarter to $5.21B.

Based on Stephens Inc's 13F filing for Q1 2023, filed 15 May 2023.