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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOO icon
76
iShares Global 100 ETF
IOO
$8.54B
$16.1M 0.33%
251,736
-8,276
-3% -$531K
CRM icon
77
Salesforce
CRM
$129B
$15.8M 0.32%
118,990
-18,767
-14% -$2.74M
VHT icon
78
Vanguard Health Care ETF
VHT
$18.1B
$15.7M 0.32%
63,381
+54,402
+606% +$13.2M
QCOM icon
79
Qualcomm
QCOM
$180B
$15.6M 0.32%
142,301
+21,651
+18% +$2.53M
FDX icon
80
FedEx
FDX
$74.7B
$15.2M 0.31%
87,488
-36,022
-29% -$5.99M
KREF
81
KKR Real Estate Finance Trust
KREF
$459M
$15.1M 0.31%
1,083,675
-7,206
-0.7% -$118K
PG icon
82
Procter & Gamble
PG
$342B
$14.9M 0.31%
98,266
-2,421
-2% -$339K
MMM icon
83
3M
MMM
$87.5B
$14.7M 0.3%
146,451
-12,642
-8% -$1.29M
NVDA icon
84
NVIDIA
NVDA
$5.06T
$14.6M 0.3%
996,700
+179,720
+22% +$2.64M
VO icon
85
Vanguard Mid-Cap ETF
VO
$106B
$14.1M 0.29%
276,080
-15,764
-5% -$803K
LMBS icon
86
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.31B
$13.9M 0.28%
292,795
-79,566
-21% -$3.76M
VB icon
87
Vanguard Small-Cap ETF
VB
$79.3B
$13.8M 0.28%
75,358
+1,743
+2% +$323K
POCT icon
88
Innovator US Equity Power Buffer ETF October
POCT
$962M
$13.7M 0.28%
+454,721
New +$13.5M
PDEC icon
89
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$13.5M 0.28%
+452,008
New +$13.5M
VOO icon
90
Vanguard S&P 500 ETF
VOO
$967B
$13.4M 0.28%
38,269
-740
-2% -$261K
ETN icon
91
Eaton
ETN
$161B
$13.3M 0.27%
84,768
+5,874
+7% +$901K
APH icon
92
Amphenol
APH
$194B
$13.2M 0.27%
347,466
+81,548
+31% +$3.09M
INTC icon
93
Intel
INTC
$504B
$13M 0.27%
491,776
-22,994
-4% -$639K
DIS icon
94
Walt Disney
DIS
$161B
$12.7M 0.26%
145,722
-36,267
-20% -$3.47M
CMCSA icon
95
Comcast
CMCSA
$78.3B
$12.6M 0.26%
359,522
-14,583
-4% -$482K
SPLV icon
96
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$11.9M 0.24%
185,709
-15,548
-8% -$965K
LLY icon
97
Eli Lilly
LLY
$1.06T
$11.8M 0.24%
32,258
-775
-2% -$275K
ET icon
98
Energy Transfer Partners
ET
$70.3B
$11.7M 0.24%
987,656
-1,677
-0.2% -$20.1K
BMY icon
99
Bristol-Myers Squibb
BMY
$126B
$11.7M 0.24%
162,658
+36,780
+29% +$2.77M
MOAT icon
100
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$11.7M 0.24%
180,081
+23,611
+15% +$1.53M
2 3
4
5 6

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.