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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
76
Meta Platforms (Facebook)
META
$1.54T
$14.9M 0.32%
109,784
-15,504
-12% -$2.51M
RSP icon
77
Invesco S&P 500 Equal Weight ETF
RSP
$95.3B
$14.7M 0.31%
115,668
+53,815
+87% +$7.59M
MMM icon
78
3M
MMM
$87.5B
$14.7M 0.31%
159,093
+26,906
+20% +$2.95M
CWB icon
79
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$13.9M 0.3%
218,931
-63
-0% -$4.24K
APD icon
80
Air Products & Chemicals
APD
$65.5B
$13.8M 0.3%
59,407
+2,294
+4% +$568K
VO icon
81
Vanguard Mid-Cap ETF
VO
$106B
$13.7M 0.29%
291,844
-2,324
-0.8% -$121K
BA icon
82
Boeing
BA
$165B
$13.6M 0.29%
112,622
+55,135
+96% +$8.46M
QCOM icon
83
Qualcomm
QCOM
$180B
$13.6M 0.29%
120,650
-22,161
-16% -$3.04M
INTC icon
84
Intel
INTC
$504B
$13.3M 0.28%
514,770
+36,149
+8% +$1.23M
IVOO icon
85
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.72B
$12.9M 0.28%
174,070
-440
-0.3% -$36K
VDE icon
86
Vanguard Energy ETF
VDE
$10.1B
$12.9M 0.28%
126,896
-10,161
-7% -$1.08M
VOO icon
87
Vanguard S&P 500 ETF
VOO
$967B
$12.8M 0.27%
39,009
-773
-2% -$282K
PG icon
88
Procter & Gamble
PG
$342B
$12.7M 0.27%
100,687
-950
-0.9% -$135K
TMO icon
89
Thermo Fisher Scientific
TMO
$213B
$12.7M 0.27%
24,981
+472
+2% +$264K
VB icon
90
Vanguard Small-Cap ETF
VB
$79.3B
$12.6M 0.27%
73,615
-900
-1% -$170K
STZ icon
91
Constellation Brands
STZ
$22.1B
$12.1M 0.26%
52,821
-1,683
-3% -$410K
CAT icon
92
Caterpillar
CAT
$412B
$11.9M 0.25%
72,632
-201
-0.3% -$36.7K
SPLV icon
93
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$11.6M 0.25%
201,257
-627
-0.3% -$39.7K
VEU icon
94
Vanguard FTSE All-World ex-US ETF
VEU
$65.8B
$11.6M 0.25%
260,488
-9,016
-3% -$446K
FTSM icon
95
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$11.3M 0.24%
190,344
+150,375
+376% +$8.94M
PAYX icon
96
Paychex
PAYX
$39.4B
$11.3M 0.24%
100,280
+24,076
+32% +$2.98M
CMCSA icon
97
Comcast
CMCSA
$78.3B
$11M 0.23%
374,105
-38,574
-9% -$1.44M
ET icon
98
Energy Transfer Partners
ET
$70.3B
$10.9M 0.23%
989,333
+6,321
+0.6% +$70.4K
BNDX icon
99
Vanguard Total International Bond ETF
BNDX
$81.8B
$10.8M 0.23%
227,283
-4,261
-2% -$212K
LLY icon
100
Eli Lilly
LLY
$1.06T
$10.7M 0.23%
33,033
-403
-1% -$128K
2 3
4
5 6

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.