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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.46B
AUM Growth
-$213M
Cap. Flow
-$156M
Cap. Flow %
-2.42%
Top 10 Hldgs %
19.38%
Holding
1,429
New
88
Increased
521
Reduced
594
Closed
76

Top Buys

Rank Stock Value
1
ABNB icon
Airbnb
ABNB
+$8.76M
2
KRUS icon
Kura Sushi USA
KRUS
+$7.62M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.23M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.54M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$6.42M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$14.7M
2
XOM icon
ExxonMobil
XOM
+$8.43M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.15M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.94M
5
SWAN icon
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
+$7.33M

Sector Composition

Rank Sector Weight
1 Technology 10.14%
2 Financials 9.4%
3 Healthcare 7.31%
4 Consumer Discretionary 5.81%
5 Communication Services 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
76
Procter & Gamble
PG
$343B
$19.5M 0.3%
139,724
-21,055
-13% -$2.98M
IGIB icon
77
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$19.5M 0.3%
324,099
+10,962
+4% +$666K
MCD icon
78
McDonald's
MCD
$188B
$19M 0.29%
78,642
-6,522
-8% -$1.56M
CMCSA icon
79
Comcast
CMCSA
$79.1B
$18.9M 0.29%
337,326
-25,352
-7% -$1.48M
IOO icon
80
iShares Global 100 ETF
IOO
$8.56B
$17.5M 0.27%
245,922
+38,927
+19% +$2.85M
VBK icon
81
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$17.5M 0.27%
62,301
-11,152
-15% -$3.19M
ZTS icon
82
Zoetis
ZTS
$31.6B
$17.4M 0.27%
89,707
-17,596
-16% -$3.55M
TFC icon
83
Truist Financial
TFC
$63.2B
$16.8M 0.26%
286,375
+947
+0.3% +$52.9K
SE icon
84
Sea Limited
SE
$61.2B
$16.7M 0.26%
52,419
-351
-0.7% -$108K
AVGO icon
85
Broadcom
AVGO
$1.82T
$16.6M 0.26%
342,770
-20,740
-6% -$1.01M
PEP icon
86
PepsiCo
PEP
$186B
$16.6M 0.26%
110,051
-7,157
-6% -$1.11M
LUNG icon
87
Pulmonx
LUNG
$49.4M
$16.4M 0.25%
455,199
-25,000
-5% -$984K
NOW icon
88
ServiceNow
NOW
$102B
$16.2M 0.25%
130,510
-21,605
-14% -$2.62M
RGEN icon
89
Repligen
RGEN
$7.44B
$16.2M 0.25%
56,142
-2,561
-4% -$657K
FDL icon
90
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$16.1M 0.25%
491,697
+29,083
+6% +$975K
ACN icon
91
Accenture
ACN
$89.9B
$16M 0.25%
50,163
-13,702
-21% -$4.46M
HON icon
92
Honeywell
HON
$77.1B
$16M 0.25%
80,067
-3,785
-5% -$807K
VCIT icon
93
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$16M 0.25%
169,370
-40,862
-19% -$3.9M
EFA icon
94
iShares MSCI EAFE ETF
EFA
$76.4B
$15.9M 0.25%
204,125
+7,644
+4% +$612K
SPLV icon
95
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$15.5M 0.24%
255,217
-25,774
-9% -$1.62M
SWAN icon
96
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$158M
$15.5M 0.24%
452,630
-207,707
-31% -$7.33M
RTX icon
97
RTX Corp
RTX
$287B
$15.5M 0.24%
179,762
-30,431
-14% -$2.6M
FDX icon
98
FedEx
FDX
$74.5B
$15.4M 0.24%
70,151
+1,084
+2% +$294K
PRU icon
99
Prudential Financial
PRU
$41.7B
$15.3M 0.24%
145,516
+3,177
+2% +$327K
CWB icon
100
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$15.2M 0.24%
178,325
+4,873
+3% +$420K
2 3
4
5 6

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Stephens Inc's Q3 2021 Portfolio in Review

As of Q3 2021, Stephens Inc held 1,429 positions worth $6.46B, down 3.2% from $6.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2021 filing shows 88 new, 521 increased, 594 reduced and 76 closed positions. Its largest new stake was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M. The largest sale was Microsoft, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2021 buy was iShares Interest Rate Hedged Corporate Bond ETF: 54,948 shares worth $5.26M.
  • Stephens Inc added most to Airbnb in Q3 2021, an estimated $8.76M increase.
  • Stephens Inc's biggest Q3 2021 reduction was Microsoft, cutting an estimated $14.7M.
  • Stephens Inc fully exited First Trust Energy AlphaDEX Fund in Q3 2021, selling an estimated $3.72M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.46B portfolio in Q3 2021.
  • Stephens Inc opened 88 new positions and closed 76 in Q3 2021.
  • Stephens Inc's portfolio value fell 3.2% quarter-over-quarter to $6.46B.

Based on Stephens Inc's 13F filing for Q3 2021, filed 27 Oct 2021.