We are live on ! Find out more
SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.48%
2 Financials 8.92%
3 Technology 8.77%
4 Healthcare 7.83%
5 Consumer Staples 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
76
Dominion Energy
D
$56.2B
$11.4M 0.3%
158,602
-24,418
-13% -$1.99M
CWB icon
77
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.5B
$11.3M 0.3%
236,616
-8,204
-3% -$446K
AVGO icon
78
Broadcom
AVGO
$1.62T
$11.2M 0.3%
472,300
+31,250
+7% +$880K
PFF icon
79
iShares Preferred and Income Securities ETF
PFF
$12.6B
$11.2M 0.3%
350,971
-417,736
-54% -$15M
PTLC icon
80
Pacer Trendpilot US Large Cap ETF
PTLC
$3.3B
$11.1M 0.3%
411,396
-4,575
-1% -$146K
IWB icon
81
iShares Russell 1000 ETF
IWB
$48.4B
$11.1M 0.29%
78,221
-17,748
-18% -$3M
IWV icon
82
iShares Russell 3000 ETF
IWV
$20.1B
$11M 0.29%
74,312
-13,101
-15% -$2.33M
KMB icon
83
Kimberly-Clark
KMB
$32.8B
$11M 0.29%
86,201
-3,217
-4% -$445K
CMCSA icon
84
Comcast
CMCSA
$86.7B
$10.5M 0.28%
304,154
+16,709
+6% +$705K
GILD icon
85
Gilead Sciences
GILD
$181B
$10.1M 0.27%
135,637
-15,232
-10% -$1.05M
FDL icon
86
First Trust Morningstar Dividend Leaders Index Fund
FDL
$8.01B
$9.34M 0.25%
418,133
+62,670
+18% +$1.81M
IVOO icon
87
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.74B
$9.3M 0.25%
191,126
+31,452
+20% +$1.97M
ACN icon
88
Accenture
ACN
$118B
$9.13M 0.24%
55,942
+12,748
+30% +$2.46M
VWO icon
89
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$8.88M 0.24%
264,804
+3,015
+1% +$123K
TFC icon
90
Truist Financial
TFC
$61.6B
$8.82M 0.23%
286,070
+52,256
+22% +$2.47M
AMT icon
91
American Tower
AMT
$82.8B
$8.69M 0.23%
39,917
-4,402
-10% -$1.02M
PM icon
92
Philip Morris
PM
$303B
$8.66M 0.23%
118,637
-34,167
-22% -$2.81M
ACWV icon
93
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$8.64M 0.23%
107,570
+33,504
+45% +$3.09M
PTNQ icon
94
Pacer Trendpilot 100 ETF
PTNQ
$1.21B
$8.54M 0.23%
245,384
+53,289
+28% +$2.14M
TROW icon
95
T. Rowe Price
TROW
$22.2B
$8.5M 0.23%
87,062
+6,771
+8% +$829K
SPSB icon
96
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.3B
$8.47M 0.23%
279,889
-629,256
-69% -$19.2M
HON icon
97
Honeywell
HON
$64.5B
$8.3M 0.22%
65,809
+13,391
+26% +$2.07M
BNDX icon
98
Vanguard Total International Bond ETF
BNDX
$82.3B
$8.29M 0.22%
147,448
-11,091
-7% -$634K
PYPL icon
99
PayPal
PYPL
$46B
$8.26M 0.22%
86,255
+9,452
+12% +$1.04M
CAT icon
100
Caterpillar
CAT
$360B
$8.22M 0.22%
70,801
+18,994
+37% +$2.43M
2 3
4
5 6

Similar funds

GRQ
Gardner Russo & Quinn Lancaster, Pennsylvania $8.93B AUM 6.76% 1-Year Est. Return
YCM
Yousif Capital Management Bloomfield Hills, Michigan $8.94B AUM 42.6% 1-Year Est. Return
AMH
Apollo Management Holdings New York $8.94B AUM 120.19% 1-Year Est. Return
PEA
Platinum Equity Advisors Beverly Hills, California $8.96B AUM 34.3% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $8.89B AUM 39.91% 1-Year Est. Return
IMRF
Illinois Municipal Retirement Fund Oak Brook, Illinois $8.87B AUM 36.45% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.86B AUM 22.16% 1-Year Est. Return
RRAM
River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, up from 44% a quarter earlier, followed by Financials and Technology.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.