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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-18.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$3.76B
AUM Growth
-$1.02B
Cap. Flow
-$1.8M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.89%
Holding
1,259
New
115
Increased
513
Reduced
437
Closed
154

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.1M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$54.7M
3
AMLP icon
Alerian MLP ETF
AMLP
+$29.9M
4
CVX icon
Chevron
CVX
+$14.4M
5
XOM icon
ExxonMobil
XOM
+$14M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$35.6M
2
DPLO
DIPLOMAT PHARMACY, INC.
DPLO
+$30.5M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$27.6M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$19.8M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$19.2M

Sector Composition

Rank Sector Weight
1 Financials 8.91%
2 Technology 8.76%
3 Healthcare 7.73%
4 Consumer Staples 6.27%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
76
Dominion Energy
D
$62.1B
$11.4M 0.3%
158,602
-24,418
-13% -$1.99M
CWB icon
77
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$11.3M 0.3%
236,616
-8,204
-3% -$446K
AVGO icon
78
Broadcom
AVGO
$1.81T
$11.2M 0.3%
472,300
+31,250
+7% +$880K
PFF icon
79
iShares Preferred and Income Securities ETF
PFF
$13.2B
$11.2M 0.3%
350,971
-417,736
-54% -$15M
PTLC icon
80
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$11.1M 0.3%
411,396
-4,575
-1% -$146K
IWB icon
81
iShares Russell 1000 ETF
IWB
$47.9B
$11.1M 0.29%
78,221
-17,748
-18% -$3M
IWV icon
82
iShares Russell 3000 ETF
IWV
$19.5B
$11M 0.29%
74,312
-13,101
-15% -$2.33M
KMB icon
83
Kimberly-Clark
KMB
$37.5B
$11M 0.29%
86,201
-3,217
-4% -$445K
CMCSA icon
84
Comcast
CMCSA
$85.8B
$10.5M 0.28%
304,154
+16,709
+6% +$705K
GILD icon
85
Gilead Sciences
GILD
$167B
$10.1M 0.27%
135,637
-15,232
-10% -$1.05M
FDL icon
86
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$9.34M 0.25%
418,133
+62,670
+18% +$1.81M
IVOO icon
87
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.75B
$9.3M 0.25%
191,126
+31,452
+20% +$1.97M
ACN icon
88
Accenture
ACN
$101B
$9.13M 0.24%
55,942
+12,748
+30% +$2.46M
VWO icon
89
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$8.88M 0.24%
264,804
+3,015
+1% +$123K
TFC icon
90
Truist Financial
TFC
$64.7B
$8.82M 0.23%
286,070
+52,256
+22% +$2.47M
AMT icon
91
American Tower
AMT
$79.9B
$8.69M 0.23%
39,917
-4,402
-10% -$1.02M
PM icon
92
Philip Morris
PM
$312B
$8.66M 0.23%
118,637
-34,167
-22% -$2.81M
ACWV icon
93
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.33B
$8.64M 0.23%
107,570
+33,504
+45% +$3.09M
PTNQ icon
94
Pacer Trendpilot 100 ETF
PTNQ
$1.18B
$8.54M 0.23%
245,384
+53,289
+28% +$2.14M
TROW icon
95
T. Rowe Price
TROW
$26.1B
$8.5M 0.23%
87,062
+6,771
+8% +$829K
SPSB icon
96
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$8.47M 0.23%
279,889
-629,256
-69% -$19.2M
HON icon
97
Honeywell
HON
$78.3B
$8.3M 0.22%
65,809
+13,391
+26% +$2.07M
BNDX icon
98
Vanguard Total International Bond ETF
BNDX
$82.3B
$8.29M 0.22%
147,448
-11,091
-7% -$634K
PYPL icon
99
PayPal
PYPL
$50.3B
$8.26M 0.22%
86,255
+9,452
+12% +$1.04M
CAT icon
100
Caterpillar
CAT
$387B
$8.22M 0.22%
70,801
+18,994
+37% +$2.43M
2 3
4
5 6

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Stephens Inc's Q1 2020 Portfolio in Review

As of Q1 2020, Stephens Inc held 1,259 positions worth $3.76B, down 21% from $4.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc's Q1 2020 filing shows 115 new, 513 increased, 437 reduced and 154 closed positions. Its largest new stake was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $35.6M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.6% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q1 2020 buy was iShares MSCI South Korea ETF: 247,139 shares worth $11.6M.
  • Stephens Inc added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $59.1M increase.
  • Stephens Inc's biggest Q1 2020 reduction was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, cutting an estimated $35.6M.
  • Stephens Inc fully exited DIPLOMAT PHARMACY, INC. in Q1 2020, selling an estimated $30.5M.
  • Stephens Inc's ten largest holdings make up 21% of its $3.76B portfolio in Q1 2020.
  • Stephens Inc opened 115 new positions and closed 154 in Q1 2020.
  • Stephens Inc's portfolio value fell 21% quarter-over-quarter to $3.76B.

Based on Stephens Inc's 13F filing for Q1 2020, filed 14 May 2020.