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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.55B
AUM Growth
+$130M
Cap. Flow
+$98.6M
Cap. Flow %
2.17%
Top 10 Hldgs %
18.38%
Holding
1,237
New
63
Increased
469
Reduced
534
Closed
92

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$29.6M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$26.2M
3
IAU icon
iShares Gold Trust
IAU
+$21.1M
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$20.9M
5
GBDC icon
Golub Capital BDC
GBDC
+$16.2M

Top Sells

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$4.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.44M
4
FE icon
FirstEnergy
FE
+$4.3M
5
PTMC icon
Pacer Trendpilot US Mid Cap ETF
PTMC
+$4.2M

Sector Composition

Rank Sector Weight
1 Financials 8.73%
2 Technology 7.31%
3 Healthcare 6.64%
4 Industrials 5.91%
5 Consumer Staples 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
76
Vanguard High Dividend Yield ETF
VYM
$80.6B
$14.5M 0.32%
163,577
+14,377
+10% +$1.26M
MA icon
77
Mastercard
MA
$469B
$14.1M 0.31%
51,818
+2,000
+4% +$551K
ADBE icon
78
Adobe
ADBE
$84.3B
$14.1M 0.31%
50,872
+1,775
+4% +$518K
DUK icon
79
Duke Energy
DUK
$101B
$14M 0.31%
146,528
+1,733
+1% +$158K
GOOGL icon
80
Alphabet (Google) Class A
GOOGL
$3.88T
$14M 0.31%
229,000
-2,160
-0.9% -$128K
BRK.B icon
81
Berkshire Hathaway Class B
BRK.B
$1.06T
$13.2M 0.29%
63,433
+8,202
+15% +$1.69M
CWB icon
82
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$13.1M 0.29%
249,523
-1,427
-0.6% -$75.7K
IWM icon
83
iShares Russell 2000 ETF
IWM
$81.2B
$12.7M 0.28%
84,171
+13,096
+18% +$2M
PTLC icon
84
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$12.6M 0.28%
407,017
-691
-0.2% -$21.3K
KMB icon
85
Kimberly-Clark
KMB
$35.6B
$12.5M 0.28%
88,200
-34,411
-28% -$4.73M
CMCSA icon
86
Comcast
CMCSA
$78.3B
$12.5M 0.27%
277,115
+1,770
+0.6% +$78.4K
ADP icon
87
Automatic Data Processing
ADP
$97.1B
$12.3M 0.27%
76,251
+1,012
+1% +$167K
MMM icon
88
3M
MMM
$87.5B
$12.2M 0.27%
88,917
+7,102
+9% +$993K
MIC
89
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$12.2M 0.27%
309,315
+82,494
+36% +$3.26M
PM icon
90
Philip Morris
PM
$298B
$12.1M 0.27%
159,695
-10,113
-6% -$801K
GSK icon
91
GSK
GSK
$102B
$12.1M 0.27%
227,076
-2,065
-0.9% -$106K
QQQ icon
92
Invesco QQQ Trust
QQQ
$460B
$12.1M 0.27%
63,900
-2,199
-3% -$417K
ZTS icon
93
Zoetis
ZTS
$31.3B
$12M 0.26%
96,638
+1,042
+1% +$126K
AVGO icon
94
Broadcom
AVGO
$1.87T
$11.9M 0.26%
431,510
-2,010
-0.5% -$57.1K
ABT icon
95
Abbott
ABT
$175B
$11.8M 0.26%
141,319
-25,100
-15% -$2.13M
SO icon
96
Southern Company
SO
$109B
$11.5M 0.25%
185,893
-20,710
-10% -$1.2M
UNH icon
97
UnitedHealth
UNH
$385B
$11.1M 0.24%
51,182
-3,544
-6% -$855K
GILD icon
98
Gilead Sciences
GILD
$162B
$10.9M 0.24%
171,815
+82,675
+93% +$5.4M
FDL icon
99
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
$10.7M 0.24%
344,158
+31,558
+10% +$965K
BCE icon
100
BCE
BCE
$19.8B
$10.6M 0.23%
218,331
+15,423
+8% +$722K
2 3
4
5 6

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Stephens Inc's Q3 2019 Portfolio in Review

As of Q3 2019, Stephens Inc held 1,237 positions worth $4.55B, up 2.9% from $4.41B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc's Q3 2019 filing shows 63 new, 469 increased, 534 reduced and 92 closed positions. Its largest new stake was Golub Capital BDC: 900,243 shares worth $16.6M. The largest sale was Kimberly-Clark, an estimated $4.73M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, up from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Stephens Inc's largest Q3 2019 buy was Golub Capital BDC: 900,243 shares worth $16.6M.
  • Stephens Inc added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2019, an estimated $29.6M increase.
  • Stephens Inc's biggest Q3 2019 reduction was Kimberly-Clark, cutting an estimated $4.73M.
  • Stephens Inc fully exited FirstEnergy in Q3 2019, selling an estimated $4.3M.
  • Stephens Inc's ten largest holdings make up 18% of its $4.55B portfolio in Q3 2019.
  • Stephens Inc opened 63 new positions and closed 92 in Q3 2019.
  • Stephens Inc's portfolio value rose 2.9% quarter-over-quarter to $4.55B.

Based on Stephens Inc's 13F filing for Q3 2019, filed 18 Oct 2019.