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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Financials 8.04%
2 Technology 7.79%
3 Healthcare 7.35%
4 Industrials 6.21%
5 Consumer Staples 5.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
76
Dominion Energy
D
$61.8B
$13.5M 0.32%
176,325
+41,348
+31% +$3.02M
IWM icon
77
iShares Russell 2000 ETF
IWM
$80.3B
$13.4M 0.32%
87,803
-5,035
-5% -$757K
MMM icon
78
3M
MMM
$91.9B
$13.3M 0.32%
76,780
+3,322
+5% +$559K
ABT icon
79
Abbott
ABT
$182B
$13.3M 0.31%
165,955
-5,058
-3% -$376K
HD icon
80
Home Depot
HD
$335B
$13.1M 0.31%
68,372
+8,340
+14% +$1.53M
ADP icon
81
Automatic Data Processing
ADP
$102B
$13.1M 0.31%
82,111
+1,149
+1% +$167K
ADBE icon
82
Adobe
ADBE
$94.5B
$12.9M 0.31%
48,562
+5,003
+11% +$1.26M
CWB icon
83
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$12.8M 0.3%
245,921
+2,103
+0.9% +$107K
DUK icon
84
Duke Energy
DUK
$100B
$12.8M 0.3%
141,791
+15,847
+13% +$1.4M
UNH icon
85
UnitedHealth
UNH
$379B
$12.7M 0.3%
51,320
+2,611
+5% +$666K
DIS icon
86
Walt Disney
DIS
$168B
$12.4M 0.29%
111,899
+6,259
+6% +$700K
GSK icon
87
GSK
GSK
$104B
$11.8M 0.28%
226,547
+14,549
+7% +$727K
HON icon
88
Honeywell
HON
$77.9B
$11.8M 0.28%
78,889
+2,584
+3% +$361K
VYM icon
89
Vanguard High Dividend Yield ETF
VYM
$81.3B
$11.5M 0.27%
134,024
+87,835
+190% +$7.34M
QQQ icon
90
Invesco QQQ Trust
QQQ
$449B
$11.3M 0.27%
62,631
-2,365
-4% -$401K
PTLC icon
91
Pacer Trendpilot US Large Cap ETF
PTLC
$3.23B
$11M 0.26%
375,940
+149,895
+66% +$4.33M
BRK.B icon
92
Berkshire Hathaway Class B
BRK.B
$1.07T
$11M 0.26%
54,680
+704
+1% +$142K
ALGN icon
93
Align Technology
ALGN
$12B
$10.8M 0.26%
38,031
+5,991
+19% +$1.43M
SO icon
94
Southern Company
SO
$109B
$10.7M 0.25%
207,490
+14,636
+8% +$717K
BP icon
95
BP
BP
$109B
$10.6M 0.25%
247,359
+30,367
+14% +$1.24M
CRM icon
96
Salesforce
CRM
$142B
$10.5M 0.25%
66,185
-1,659
-2% -$257K
BMY icon
97
Bristol-Myers Squibb
BMY
$128B
$10.3M 0.25%
216,532
+50,798
+31% +$2.53M
DD icon
98
DuPont de Nemours
DD
$18.9B
$10.3M 0.24%
76,371
+14,425
+23% +$2M
AMT icon
99
American Tower
AMT
$77.7B
$10.3M 0.24%
52,131
+2,929
+6% +$514K
IJR icon
100
iShares Core S&P Small-Cap ETF
IJR
$110B
$10.2M 0.24%
132,108
+88,379
+202% +$6.79M
2 3
4
5 6

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.