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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.76%
2 Energy 6.81%
3 Industrials 6.17%
4 Healthcare 5.51%
5 Financials 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
76
Alphabet (Google) Class C
GOOG
$4.1T
$4.42M 0.24%
202,637
+40
+0% +$884
BP icon
77
BP
BP
$113B
$4.34M 0.23%
126,197
-13,369
-10% -$459K
PX
78
DELISTED
Praxair Inc
PX
$4.31M 0.23%
35,825
+590
+2% +$70K
SO icon
79
Southern Company
SO
$101B
$4.28M 0.23%
104,011
-14,776
-12% -$636K
MDLZ icon
80
Mondelez International
MDLZ
$78.2B
$4.26M 0.23%
135,563
+2,901
+2% +$90K
APH icon
81
Amphenol
APH
$204B
$4.25M 0.23%
879,856
+36,768
+4% +$180K
HOMB icon
82
Home BancShares
HOMB
$6.03B
$4.25M 0.23%
279,500
+15,438
+6% +$212K
NGG icon
83
National Grid
NGG
$78.5B
$4.2M 0.23%
73,715
-21,178
-22% -$1.19M
WELL icon
84
Welltower
WELL
$170B
$4.11M 0.22%
65,881
-6,795
-9% -$432K
V icon
85
Visa
V
$700B
$4.05M 0.22%
84,856
+4,336
+5% +$200K
DBB icon
86
Invesco DB Base Metals Fund
DBB
$372M
$4M 0.22%
239,249
-2,695
-1% -$44.8K
BMY icon
87
Bristol-Myers Squibb
BMY
$136B
$3.98M 0.21%
85,951
-52,367
-38% -$2.3M
YUM icon
88
Yum! Brands
YUM
$41.1B
$3.95M 0.21%
76,911
+2,993
+4% +$155K
MAR icon
89
Marriott International
MAR
$87.8B
$3.94M 0.21%
93,782
+4,353
+5% +$181K
DIA icon
90
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.93M 0.21%
26,052
-386
-1% -$58.9K
PEP icon
91
PepsiCo
PEP
$188B
$3.92M 0.21%
49,360
-3,893
-7% -$320K
VB icon
92
Vanguard Morningstar Small-Cap ETF
VB
$81.1B
$3.86M 0.21%
37,662
+13,726
+57% +$1.37M
INTC icon
93
Intel
INTC
$506B
$3.85M 0.21%
167,756
-4,345
-3% -$100K
IVZ icon
94
Invesco
IVZ
$14.6B
$3.74M 0.2%
117,132
+4,752
+4% +$152K
FCX icon
95
Freeport-McMoran
FCX
$104B
$3.71M 0.2%
112,103
+3,530
+3% +$108K
QCOM icon
96
Qualcomm
QCOM
$180B
$3.69M 0.2%
54,818
+3,081
+6% +$202K
IEO icon
97
iShares US Oil & Gas Exploration & Production ETF
IEO
$631M
$3.67M 0.2%
47,134
-525
-1% -$39.8K
KMP
98
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$3.67M 0.2%
45,957
+6,281
+16% +$520K
EQIX icon
99
Equinix
EQIX
$102B
$3.65M 0.2%
19,885
+12
+0.1% +$2.17K
IDU icon
100
iShares US Utilities ETF
IDU
$1.32B
$3.63M 0.2%
77,400
+470
+0.6% +$22.5K
2 3
4
5 6

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AMH
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PEA
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AMH
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IMRF
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WJWM
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RRAM
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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 55% of assets, down from 56% a quarter earlier, followed by Energy and Industrials.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.