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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
951
Broadridge
BR
$17.2B
$256K ﹤0.01%
1,429
-283
-17% -$50.1K
STAA icon
952
STAAR Surgical
STAA
$1.16B
$256K ﹤0.01%
6,361
+204
+3% +$9.55K
MSCI icon
953
MSCI
MSCI
$40B
$254K ﹤0.01%
+496
New +$261K
SIL icon
954
Global X Silver Miners ETF NEW
SIL
$4.08B
$253K ﹤0.01%
10,578
+655
+7% +$17K
PHG icon
955
Philips
PHG
$25.4B
$251K ﹤0.01%
14,084
-710
-5% -$13.6K
VOOG icon
956
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$251K ﹤0.01%
6,090
– –
ICSH icon
957
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$250K ﹤0.01%
4,961
– –
GEN icon
958
Gen Digital
GEN
$15.6B
$249K ﹤0.01%
+14,105
New +$275K
FTI icon
959
TechnipFMC
FTI
$30.6B
$249K ﹤0.01%
12,253
-690
-5% -$13K
QYLD icon
960
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$249K ﹤0.01%
14,820
-668
-4% -$11.7K
KBE icon
961
State Street SPDR S&P Bank ETF
KBE
$1.64B
$248K ﹤0.01%
6,723
-225
-3% -$8.76K
EFG icon
962
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$247K ﹤0.01%
2,864
-873
-23% -$80.5K
CSL icon
963
Carlisle Companies
CSL
$13.6B
$247K ﹤0.01%
951
+1
+0.1% +$268
NE icon
964
Noble Corp
NE
$6.9B
$246K ﹤0.01%
4,855
-286
-6% -$14.6K
PRO
965
DELISTED
PROS Holdings
PRO
$246K ﹤0.01%
7,098
+1,033
+17% +$35.7K
VXUS icon
966
Vanguard Total International Stock ETF
VXUS
$153B
$244K ﹤0.01%
4,568
-5,443
-54% -$304K
SMHI icon
967
SEACOR Marine Holdings
SMHI
$216M
$243K ﹤0.01%
17,531
– –
A icon
968
Agilent Technologies
A
$39.1B
$243K ﹤0.01%
2,176
-1,617
-43% -$194K
ZBH icon
969
Zimmer Biomet
ZBH
$17.7B
$243K ﹤0.01%
2,164
-490
-18% -$62.2K
WEC icon
970
WEC Energy
WEC
$37.7B
$241K ﹤0.01%
2,998
+153
+5% +$13.3K
VTR icon
971
Ventas
VTR
$48.9B
$241K ﹤0.01%
5,727
-109
-2% -$4.91K
ALK icon
972
Alaska Air
ALK
$5.15B
$240K ﹤0.01%
6,482
-15
-0.2% -$679
JAVA icon
973
JPMorgan Active Value ETF
JAVA
$6.74B
$240K ﹤0.01%
+4,685
New +$250K
HOLX
974
DELISTED
Hologic
HOLX
$238K ﹤0.01%
3,434
+109
+3% +$8.24K
EXE
975
Expand Energy Corp
EXE
$21.9B
$237K ﹤0.01%
2,753
+34
+1% +$2.88K
37 38
39
40 41

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.