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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.88B
AUM Growth
+$198M
Cap. Flow
-$109M
Cap. Flow %
-2.22%
Top 10 Hldgs %
18.67%
Holding
1,264
New
62
Increased
342
Reduced
608
Closed
95

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$15.7M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$14.6M
3
POCT icon
Innovator US Equity Power Buffer ETF October
POCT
+$13.5M
4
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$13.5M
5
VHT icon
Vanguard Health Care ETF
VHT
+$13.2M

Top Sells

Rank Stock Value
1
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$26.4M
2
VDE icon
Vanguard Energy ETF
VDE
+$14.4M
3
IVOO icon
Vanguard S&P Mid-Cap 400 ETF
IVOO
+$12.9M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$9.64M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Financials 9.65%
3 Healthcare 8.79%
4 Consumer Discretionary 5.69%
5 Industrials 5.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFG icon
951
National Fuel Gas
NFG
$7.84B
$229K ﹤0.01%
3,616
-240
-6% -$15.4K
ARLP icon
952
Alliance Resource Partners
ARLP
$3.18B
$229K ﹤0.01%
11,257
+24
+0.2% +$544
PNR icon
953
Pentair
PNR
$10.2B
$228K ﹤0.01%
5,066
-6,748
-57% -$293K
UGI icon
954
UGI
UGI
$8B
$227K ﹤0.01%
+6,128
New +$221K
CONN
955
DELISTED
Conn's Inc.
CONN
$226K ﹤0.01%
32,913
-62,454
-65% -$493K
CET
956
Central Securities Corp
CET
$1.54B
$226K ﹤0.01%
6,770
+495
+8% +$17.3K
WPM icon
957
Wheaton Precious Metals
WPM
$50.6B
$226K ﹤0.01%
+5,783
New +$209K
SCHG icon
958
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$226K ﹤0.01%
16,240
-2,560
-14% -$36.8K
VTR icon
959
Ventas
VTR
$48.9B
$225K ﹤0.01%
4,999
-105
-2% -$4.43K
SPOT icon
960
Spotify
SPOT
$99.2B
$225K ﹤0.01%
2,851
-597
-17% -$48.1K
BAX icon
961
Baxter International
BAX
$11.6B
$224K ﹤0.01%
4,401
-1,871
-30% -$100K
NATI
962
DELISTED
National Instruments Corp
NATI
$224K ﹤0.01%
6,067
-2,223
-27% -$86.9K
AAL icon
963
American Airlines Group
AAL
$9.58B
$224K ﹤0.01%
17,599
-100
-0.6% -$1.36K
CSL icon
964
Carlisle Companies
CSL
$13.6B
$223K ﹤0.01%
948
+1
+0.1% +$257
WAL icon
965
Western Alliance Bancorporation
WAL
$9.07B
$223K ﹤0.01%
3,748
+139
+4% +$9K
ATO icon
966
Atmos Energy
ATO
$29.9B
$223K ﹤0.01%
1,992
-9,821
-83% -$1.08M
NXPI icon
967
NXP Semiconductors
NXPI
$68B
$223K ﹤0.01%
1,412
-106
-7% -$16.8K
MFC icon
968
Manulife Financial
MFC
$72.6B
$223K ﹤0.01%
12,485
+2,217
+22% +$37.8K
ABG icon
969
Asbury Automotive
ABG
$4.19B
$223K ﹤0.01%
1,242
-1,536
-55% -$257K
BSX.PRA
970
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$222K ﹤0.01%
1,935
-100
-5% -$11K
VMBS icon
971
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$222K ﹤0.01%
4,876
– –
NEOG icon
972
Neogen
NEOG
$2.05B
$222K ﹤0.01%
14,568
-3,047
-17% -$43.4K
SHYG icon
973
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$220K ﹤0.01%
5,384
– –
ADC icon
974
Agree Realty
ADC
$9.68B
$219K ﹤0.01%
3,093
-428
-12% -$29.4K
HRB icon
975
H&R Block
HRB
$5.18B
$219K ﹤0.01%
6,000
– –
37 38
39
40 41

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Stephens Inc's Q4 2022 Portfolio in Review

As of Q4 2022, Stephens Inc held 1,264 positions worth $4.88B, up 4.2% from $4.68B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q4 2022 filing shows 62 new, 342 increased, 608 reduced and 95 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M. The largest sale was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, an estimated $26.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q4 2022 buy was Innovator US Equity Power Buffer ETF October: 454,721 shares worth $13.7M.
  • Stephens Inc added most to State Street Energy Select Sector SPDR ETF in Q4 2022, an estimated $15.7M increase.
  • Stephens Inc's biggest Q4 2022 reduction was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF, cutting an estimated $26.4M.
  • Stephens Inc fully exited Vanguard S&P Mid-Cap 400 ETF in Q4 2022, selling an estimated $12.9M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.88B portfolio in Q4 2022.
  • Stephens Inc opened 62 new positions and closed 95 in Q4 2022.
  • Stephens Inc's portfolio value rose 4.2% quarter-over-quarter to $4.88B.

Based on Stephens Inc's 13F filing for Q4 2022, filed 25 Jan 2023.