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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCX icon
951
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$249K 0.01%
28,697
+9,880
+53% +$88.8K
SONY icon
952
Sony
SONY
$123B
$249K 0.01%
19,415
+1,540
+9% +$24.7K
WEC icon
953
WEC Energy
WEC
$37.7B
$249K 0.01%
2,781
+64
+2% +$6.54K
MKL icon
954
Markel Group
MKL
$25B
$248K 0.01%
229
+9
+4% +$11K
SNPS icon
955
Synopsys
SNPS
$71.5B
$248K 0.01%
813
-41
-5% -$13.9K
BKR icon
956
Baker Hughes
BKR
$56.8B
$247K 0.01%
11,776
+576
+5% +$14.4K
CUBE icon
957
CubeSmart
CUBE
$9.53B
$247K 0.01%
6,172
-841
-12% -$37.9K
HXL icon
958
Hexcel
HXL
$8.32B
$247K 0.01%
4,776
-4
-0.1% -$233
IBML
959
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$247K 0.01%
9,800
– –
FCVT icon
960
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$246K 0.01%
7,910
– –
NEOG icon
961
Neogen
NEOG
$2.05B
$246K 0.01%
17,615
+4,868
+38% +$98K
OHI icon
962
Omega Healthcare
OHI
$15.4B
$246K 0.01%
8,329
+870
+12% +$27.3K
ANET icon
963
Arista Networks
ANET
$219B
$244K 0.01%
8,640
-1,020
-11% -$29.4K
KRG icon
964
Kite Realty
KRG
$5.95B
$244K 0.01%
14,153
-5,667
-29% -$109K
TRI icon
965
Thomson Reuters
TRI
$39.4B
$244K 0.01%
2,253
-184
-8% -$21.3K
ROAD icon
966
Construction Partners
ROAD
$5.84B
$243K 0.01%
+9,250
New +$243K
WU icon
967
Western Union
WU
$2.57B
$243K 0.01%
18,019
– –
DOC icon
968
Healthpeak Properties
DOC
$15.4B
$242K 0.01%
10,555
+177
+2% +$4.67K
HNVR icon
969
Hanover Bancorp
HNVR
$179M
$242K 0.01%
12,650
-13,450
-52% -$268K
ROKU icon
970
Roku
ROKU
$21.1B
$242K 0.01%
4,285
+1
+0% +$76
EXE
971
Expand Energy Corp
EXE
$21.9B
$242K 0.01%
+2,567
New +$241K
GGG icon
972
Graco
GGG
$12.9B
$241K 0.01%
4,022
-76
-2% -$4.88K
CHDN icon
973
Churchill Downs
CHDN
$6.03B
$239K 0.01%
2,600
– –
QLTA icon
974
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.26B
$239K 0.01%
5,261
– –
ADC icon
975
Agree Realty
ADC
$9.68B
$238K 0.01%
3,521
+14
+0.4% +$1.05K
37 38
39
40 41

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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.