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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+12.77%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.22B
AUM Growth
+$691M
Cap. Flow
+$264M
Cap. Flow %
6.26%
Top 10 Hldgs %
17.36%
Holding
1,230
New
124
Increased
542
Reduced
428
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$46M
2
IAU icon
iShares Gold Trust
IAU
+$24M
3
BND icon
Vanguard Total Bond Market
BND
+$13.4M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$13.1M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SBNY
Signature Bank
SBNY
+$5.37M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.95M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.51M
5
ARKK icon
ARK Innovation ETF
ARKK
+$3.41M

Sector Composition

Rank Sector Weight
1 Financials 8.04%
2 Technology 7.79%
3 Healthcare 7.35%
4 Industrials 6.21%
5 Consumer Staples 5.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
951
BlackRock Floating Rate Income Trust
BGT
$323M
$272K 0.01%
22,300
– –
BSCN
952
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$272K 0.01%
13,080
+1,878
+17% +$38.5K
NUVA
953
DELISTED
NuVasive, Inc.
NUVA
$270K 0.01%
4,763
-1,393
-23% -$74K
GSSC icon
954
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.05B
$269K 0.01%
+6,170
New +$266K
DEM icon
955
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.86B
$268K 0.01%
6,104
+96
+2% +$4.15K
NFJ
956
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$268K 0.01%
22,192
-4,305
-16% -$51K
BWX icon
957
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$264K 0.01%
9,456
-1,327
-12% -$36.8K
BXMT icon
958
Blackstone Mortgage Trust
BXMT
$2.83B
$264K 0.01%
7,627
+9
+0.1% +$305
PAYC icon
959
Paycom
PAYC
$7.55B
$263K 0.01%
+1,389
New +$226K
THR
960
DELISTED
Thermon Group Holdings
THR
$263K 0.01%
+10,717
New +$255K
J icon
961
Jacobs Solutions
J
$16.4B
$262K 0.01%
4,210
-1,186
-22% -$66.8K
PHYS icon
962
Sprott Physical Gold
PHYS
$14.6B
$261K 0.01%
25,000
– –
BSJN
963
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$261K 0.01%
10,039
+1,158
+13% +$29.8K
BSJM
964
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$261K 0.01%
10,652
+1,235
+13% +$29.9K
FAF icon
965
First American
FAF
$8.02B
$258K 0.01%
5,000
-1,319
-21% -$65.4K
FCVT icon
966
First Trust SSI Strategic Convertible Securities ETF
FCVT
$110M
$258K 0.01%
8,494
– –
PB icon
967
Prosperity Bancshares
PB
$8.76B
$257K 0.01%
3,728
+305
+9% +$21.8K
PBA icon
968
Pembina Pipeline
PBA
$29B
$257K 0.01%
6,994
-9,694
-58% -$343K
UGI icon
969
UGI
UGI
$8B
$256K 0.01%
4,612
+821
+22% +$44.9K
AXGN icon
970
Axogen
AXGN
$2.16B
$255K 0.01%
+12,109
New +$221K
PNFP icon
971
Pinnacle Financial Partners Inc
PNFP
$15.9B
$255K 0.01%
4,670
-1,523
-25% -$84.1K
KSU
972
DELISTED
Kansas City Southern
KSU
$255K 0.01%
+2,199
New +$237K
ETY icon
973
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.28B
$254K 0.01%
22,515
+9
+0% +$100
MDU icon
974
MDU Resources
MDU
$4.37B
$254K 0.01%
+25,810
New +$251K
OC icon
975
Owens Corning
OC
$11.7B
$254K 0.01%
5,394
-459
-8% -$22.4K
37 38
39
40 41

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Stephens Inc's Q1 2019 Portfolio in Review

As of Q1 2019, Stephens Inc held 1,230 positions worth $4.22B, up 20% from $3.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stephens Inc deployed $264M of net new capital in Q1 2019, opening 124 new positions and adding to 542 existing holdings. Its largest new stake was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $13.3M trimmed.

  • Stephens Inc's largest Q1 2019 buy was DIPLOMAT PHARMACY, INC.: 417,126 shares worth $2.42M.
  • Stephens Inc added most to Vanguard Total Stock Market ETF in Q1 2019, an estimated $46M increase.
  • Stephens Inc's biggest Q1 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $13.3M.
  • Stephens Inc fully exited Innovator US Equity Ultra Buffer ETF October in Q1 2019, selling an estimated $1.88M.
  • Stephens Inc's ten largest holdings make up 17% of its $4.22B portfolio in Q1 2019.
  • Stephens Inc opened 124 new positions and closed 60 in Q1 2019.
  • Stephens Inc's portfolio value rose 20% quarter-over-quarter to $4.22B.

Based on Stephens Inc's 13F filing for Q1 2019, filed 3 May 2019.