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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+2.86%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.83B
AUM Growth
-$181M
Cap. Flow
-$215M
Cap. Flow %
-11.7%
Top 10 Hldgs %
30.22%
Holding
966
New
93
Increased
454
Reduced
213
Closed
164

Top Buys

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$13.3M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$9.26M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$8.8M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.18M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.71M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$88.2M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$54.3M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$43.6M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$41.3M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$24.1M

Sector Composition

Rank Sector Weight
1 Industrials 8.78%
2 Energy 8.27%
3 Financials 6.85%
4 Healthcare 6.69%
5 Technology 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFN
951
DELISTED
CAREFUSION CORPORATION
CFN
– –
-14,392
Closed -$573K
RFMD
952
DELISTED
RF MICRO DEVICES INC
RFMD
– –
-675,936
Closed -$3.49M
BSJE
953
DELISTED
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
– –
-8,050
Closed -$215K
HITT
954
DELISTED
HITTITE MICROWAVE CORP
HITT
– –
-2,455
Closed -$152K
SI
955
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-5,252
Closed -$727K
VTNC
956
DELISTED
VITRAN CORPORATION
VTNC
– –
-11,000
Closed -$71K
MKTG
957
DELISTED
RESPONSYS INC COM STK (CA)
MKTG
– –
-145,969
Closed -$4M
VCI
958
DELISTED
VALASSIS COMMUNICATIONS INC
VCI
– –
-7,620
Closed -$261K
PGH
959
DELISTED
Pengrowth Energy Corporation
PGH
– –
-21,669
Closed -$134K
PDLI
960
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-53,635
Closed -$453K
NID
961
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-12,276
Closed -$141K
FNSR
962
DELISTED
Finisar Corp
FNSR
– –
-22,040
Closed -$527K
ARMH
963
DELISTED
ARM HOLDINGS PLC ADS
ARMH
– –
-5,923
Closed -$324K
PACD
964
DELISTED
Pacific Drilling S A
PACD
– –
-11,824
Closed -$1.35M
ARP
965
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
– –
-48,005
Closed -$983K
AAN.A
966
DELISTED
The Aaron's Company Inc Class A
AAN.A
– –
-7,265
Closed -$214K
35 36 37 38
39

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Stephens Inc's Q1 2014 Portfolio in Review

As of Q1 2014, Stephens Inc held 966 positions worth $1.83B, down 9% from $2.02B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stephens Inc withdrew a net $215M in Q1 2014, closing 164 positions and reducing 213 holdings. Its most notable exit was Vanguard Short-Term Corporate Bond ETF, an estimated $88.2M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.8% of assets, up from 6.7% a quarter earlier, followed by Energy and Financials.

Against the trend, Stephens Inc opened a new position in Marchex worth $4.64M.

  • Stephens Inc's largest Q1 2014 buy was Marchex: 441,365 shares worth $4.64M.
  • Stephens Inc added most to iShares Russell 1000 Value ETF in Q1 2014, an estimated $13.3M increase.
  • Stephens Inc's biggest Q1 2014 reduction was Proofpoint, Inc., cutting an estimated $2.66M.
  • Stephens Inc fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2014, selling an estimated $88.2M.
  • Stephens Inc's ten largest holdings make up 30% of its $1.83B portfolio in Q1 2014.
  • Stephens Inc opened 93 new positions and closed 164 in Q1 2014.
  • Stephens Inc's portfolio value fell 9% quarter-over-quarter to $1.83B.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.