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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-3.76%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$4.68B
AUM Growth
-$273M
Cap. Flow
-$32.6M
Cap. Flow %
-0.7%
Top 10 Hldgs %
18.62%
Holding
1,280
New
53
Increased
439
Reduced
565
Closed
78

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$31.5M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$23.7M
3
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$10.7M
4
FDX icon
FedEx
FDX
+$9.61M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.94M

Top Sells

Rank Stock Value
1
VOE icon
Vanguard Mid-Cap Value ETF
VOE
+$20.4M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$16.4M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$11.5M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.7M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.6M

Sector Composition

Rank Sector Weight
1 Technology 10.26%
2 Financials 9.3%
3 Healthcare 7.99%
4 Consumer Discretionary 6.38%
5 Industrials 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGPI icon
926
MGP Ingredients
MGPI
$378M
$270K 0.01%
2,542
-98
-4% -$10.5K
AMP icon
927
Ameriprise Financial
AMP
$46.8B
$267K 0.01%
1,061
+158
+17% +$41.6K
CMI icon
928
Cummins
CMI
$91.7B
$266K 0.01%
1,309
-193
-13% -$41.1K
CSL icon
929
Carlisle Companies
CSL
$13.6B
$266K 0.01%
947
-219
-19% -$62.8K
PGF icon
930
Invesco Financial Preferred ETF
PGF
$676M
$266K 0.01%
17,715
-5,500
-24% -$87K
ALK icon
931
Alaska Air
ALK
$5.15B
$263K 0.01%
6,727
-189
-3% -$8.3K
OEC icon
932
Orion
OEC
$394M
$263K 0.01%
19,719
-6,120
-24% -$99.5K
SCHG icon
933
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$262K 0.01%
+18,800
New +$295K
FLEX icon
934
Flex
FLEX
$43.4B
$261K 0.01%
20,757
-91
-0.4% -$1.16K
BAB icon
935
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$259K 0.01%
10,090
– –
BXMX
936
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$258K 0.01%
21,732
+1,755
+9% +$23.2K
CNC icon
937
Centene
CNC
$31.3B
$258K 0.01%
3,320
-4,554
-58% -$407K
PCH
938
DELISTED
PotlatchDeltic
PCH
$258K 0.01%
6,296
-1,685
-21% -$77.4K
ARLP icon
939
Alliance Resource Partners
ARLP
$3.18B
$257K 0.01%
11,233
+20
+0.2% +$458
VAC icon
940
Marriott Vacations Worldwide
VAC
$3.24B
$257K 0.01%
2,108
-7
-0.3% -$950
SPSC icon
941
SPS Commerce
SPSC
$2.25B
$256K 0.01%
2,063
-32
-2% -$3.88K
SLCA
942
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$256K 0.01%
+23,420
New +$298K
HRB icon
943
H&R Block
HRB
$5.18B
$255K 0.01%
6,000
-1,500
-20% -$63.5K
NHC icon
944
National Healthcare
NHC
$3.53B
$255K 0.01%
4,018
+1,000
+33% +$69.5K
NUV icon
945
Nuveen Municipal Value Fund
NUV
$1.91B
$255K 0.01%
30,130
+4,500
+18% +$40.4K
WHR icon
946
Whirlpool
WHR
$2.42B
$255K 0.01%
1,888
+157
+9% +$25K
ERESU
947
DELISTED
East Resources Acquisition Company Unit
ERESU
$253K 0.01%
25,000
-81
-0.3% -$818
SIL icon
948
Global X Silver Miners ETF NEW
SIL
$4.08B
$251K 0.01%
10,413
+1,730
+20% +$42.5K
ENV
949
DELISTED
ENVESTNET, INC.
ENV
$251K 0.01%
5,659
+578
+11% +$30.8K
AAXJ icon
950
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$250K 0.01%
4,266
-100
-2% -$6.63K
36 37
38
39 40

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MT
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CMTU
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FMI
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MAM
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VIM
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FIA
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AIM
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Stephens Inc's Q3 2022 Portfolio in Review

As of Q3 2022, Stephens Inc held 1,280 positions worth $4.68B, down 5.5% from $4.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc's Q3 2022 filing shows 53 new, 439 increased, 565 reduced and 78 closed positions. Its largest new stake was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M. The largest sale was Vanguard Mid-Cap Value ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

  • Stephens Inc's largest Q3 2022 buy was Global X Lithium & Battery Tech ETF: 63,317 shares worth $4.18M.
  • Stephens Inc added most to iShares Treasury Floating Rate Bond ETF in Q3 2022, an estimated $31.5M increase.
  • Stephens Inc's biggest Q3 2022 reduction was Vanguard Mid-Cap Value ETF, cutting an estimated $20.4M.
  • Stephens Inc fully exited First Trust Senior Loan Fund ETF in Q3 2022, selling an estimated $11.5M.
  • Stephens Inc's ten largest holdings make up 19% of its $4.68B portfolio in Q3 2022.
  • Stephens Inc opened 53 new positions and closed 78 in Q3 2022.
  • Stephens Inc's portfolio value fell 5.5% quarter-over-quarter to $4.68B.

Based on Stephens Inc's 13F filing for Q3 2022, filed 2 Nov 2022.